Compliance Officer

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and familiarity...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

CHIEF COMPLIANCE OFFICER | Digital Banking CHIEF COMPLIANCE OFFICER | Digital Banking (AML focus) Senior executive position Our client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance...

About the Position:This is a mid-senior level position responsible for managing the quality assurance function within Hong Kong Airlines. The successful candidate will have a strong background in quality management, with a focus on ensuring compliance with regulatory requirements and industry standards.As a Corporate Compliance Officer, you will be...

About HKMC Annuity LimitedWe are a reputable financial institution seeking a dedicated Chief Compliance Officer to join our team.

Job DescriptionWe are seeking a Compliance Manager to handle relevant compliance works of the company. The ideal candidate will draft and review documents, participate in project-related meetings, and support compliance work for new projects/services related to Payment Systems and Stored Value Facilities.Key Responsibilities:Drafting and reviewing...

Quality Assurance RoleWe are seeking a highly motivated and detail-oriented Entry-Level Quality Assurance Officer to join our team. The successful candidate will be responsible for ensuring the quality and compliance of our products and processes in accordance with regulatory requirements.Responsibilities:Prepare cleanroom protocols and reports to ensure...

Madison Pearl, a leading digital banking group in Hong Kong, is seeking an experienced Chief Compliance Officer to lead their compliance department. As a senior executive, you will be responsible for formulating and implementing the bank's overall compliance strategy, ensuring adherence to regulatory frameworks and laws.You will act as the Bank's primary...

Responsibilities:Conduct real-time monitoring and surveillance of trading activities to detect and prevent market abuse and regulatory violations. Manage the Control Room operations, including oversight of MNPI, restricted lists, and information barriers. Utilize surveillance tools such as SMARTS, Actimize, and other data analytics tools to monitor and...

About the RoleWe are seeking a skilled Health and Safety Compliance Officer to join our team at JCDecaux Transport Hong Kong. As a critical member of our organization, you will be responsible for ensuring compliance with regulatory requirements and maintaining high standards of quality.Main ResponsibilitiesImplement and maintain effective Health and Safety...

Job OverviewAshford Benjamin Ltd is seeking an experienced Chief AML Compliance Officer to join our team.About the RoleProvide anti-money laundering advisory to business unitsEstablish and maintain effective AML policies, frameworks, and procedures that align with global and regional regulatory requirementsAssist in risk assessments, regulatory reporting,...

Job OverviewA key strategic role is required to lead the implementation and management of all aspects of Regulatory Compliance and Financial Crime Compliance.Main Responsibilities:Develop and implement policies and procedures for Regulatory Compliance and Financial Crime Compliance.Stay up-to-date with regional regulatory changes and communicate with...

We are 4Alpha Group, a cutting-edge Web3 company at the forefront of blockchain technology, decentralized finance (DeFi), and digital assets.Our mission is to build a more transparent, secure, and inclusive financial ecosystem.This role requires a deep understanding of blockchain, cryptocurrencies, and decentralized systems, as well as a strong grasp of...

About Pure Hong KongWe are a leading financial institution in Hong Kong, committed to delivering exceptional services to our clients. Our team is dedicated to upholding the highest standards of integrity and compliance.Job Description**Compliance Specialist**Manage SFC licensing processes for employees, ensuring compliance with regulatory...

Job OverviewThe Business Compliance Officer - Legal is responsible for providing independent audit assurance services to the Board and Executive Management at DBS Bank.About the PositionProvide audit team members with proper guidance and coaching supervision during audit engagements.Manage key relationships with middle and senior management for the audit...

Job OverviewCiti, a leading global bank with a rich history spanning over 200 years, is seeking a highly skilled Compliance Officer to join our Independent Compliance Risk Management Department. As a key member of our team, you will play a critical role in ensuring the compliance risk management framework maintains risk levels within the firm's risk appetite...

We are looking for a dedicated Anti-Money Laundering Compliance Officer to join our team at Za. The successful candidate will be responsible for conducting transaction monitoring, investigating suspicious transactions, and ensuring compliance with regulatory requirements.The ideal candidate will have a strong understanding of anti-money laundering...

About the JobWe are seeking a highly skilled professional to join our Information Security Team as an IT Governance Specialist.The successful candidate will have a strong understanding of IT GRC (Governance, Risk, and Compliance) principles and be able to apply them in a dynamic environment.Key responsibilities will include developing and implementing IT...

Madison PearlEstablished in Hong Kong, Madison Pearl is a leading digital banking group with a strong presence in the region's retail and corporate markets. As a licensed banking institution, we adhere to statutory provisions, regulatory requirements, and industry codes of conduct.We are seeking an experienced Chief Compliance Officer to lead our compliance...

Job DescriptionThe Bank of China is seeking an experienced (Senior) AML Manager (Policy & Due Diligence) to join our team in Financial Crime Compliance Department.