Senior IT Compliance Officer

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and familiarity...

CHIEF COMPLIANCE OFFICER | Digital Banking CHIEF COMPLIANCE OFFICER | Digital Banking (AML focus) Senior executive position Our client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance...

Job Summary:OSL is looking for a seasoned Regulatory Compliance Officer to support its growing operations in Hong Kong / Singapore. The successful candidate will be responsible for implementing and managing compliance programs, advising senior management on regulatory matters, and collaborating with internal stakeholders to drive process improvements.Key...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

The Career IT Consultant Hong Kong, Hong Kong SAR 1 day ago Be among the first 25 applicants Industry Type : Jewellery, Diamonds and Real Estate Job Summary: The Chief Information Officer (CIO) is responsible for overseeing the company's technology strategy and ensuring alignment with business goals. This executive leads the IT department, manages...

Report to Legal & Compliance Manager and Head of Legal & Compliance Provide compliance advice and solution to management and departments Develop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents, marketing materials, board resolutions, shareholders resolutions and other...

The Role As a subject matter expert in AML based in Hong Kong, this individual will be a senior member of the AML team, reporting to the Head of FCC Compliance. Responsibilities include providing KYC/AML advisory services to various business lines, developing and implementing anti-money laundering policies and procedures, and executing training strategies...

PALO IT is a global technology consultancy that crafts tech as a force for good. We design, develop and scale digital and sustainable products and services to unlock value across the triple bottom line: people, planet, profit.We are small enough to care locally, big enough to deliver globally (5 continents, 18 offices, +650 experts from +50 nationalities)We...

About HKMC Annuity LimitedWe are a reputable financial institution seeking a dedicated Chief Compliance Officer to join our team.

Job OverviewWe are seeking a Financial Compliance Officer to join our team in Hong Kong. As a key member of the Investment Compliance team, you will be responsible for ensuring that all Allianz Global Investors' activities satisfy regulatory requirements and internal policies.Develop and maintain policies, procedures, and controls to ensure compliance with...

Job OverviewCiti, a leading global bank with a rich history spanning over 200 years, is seeking a highly skilled Compliance Officer to join our Independent Compliance Risk Management Department. As a key member of our team, you will play a critical role in ensuring the compliance risk management framework maintains risk levels within the firm's risk appetite...

Job OverviewThe Business Compliance Officer - Legal is responsible for providing independent audit assurance services to the Board and Executive Management at DBS Bank.About the PositionProvide audit team members with proper guidance and coaching supervision during audit engagements.Manage key relationships with middle and senior management for the audit...

Job ResponsibilitiesMaintain accurate and up-to-date financial records, including ledgers, invoices, and receipts.Reconcile bank statements and company accounts regularly to ensure accuracy and compliance.Prepare comprehensive monthly and annual financial reports to support business decision-making.Ensure compliance with all relevant Hong Kong tax...

Job DescriptionThe Bank of China is seeking an experienced (Senior) AML Manager (Policy & Due Diligence) to join our team in Financial Crime Compliance Department.

We are 4Alpha Group, a cutting-edge Web3 company at the forefront of blockchain technology, decentralized finance (DeFi), and digital assets.Our mission is to build a more transparent, secure, and inclusive financial ecosystem.This role requires a deep understanding of blockchain, cryptocurrencies, and decentralized systems, as well as a strong grasp of...

Senior Officer - Product Development (Cash Management) Direct message the job poster from ALL-STAR AGENCY Overview Join a dynamic team at a leading bank as a Senior Officer in their Product Development department focused on Cash Management. This is an exciting opportunity to contribute to the development and enhancement of innovative cash management...

Job DescriptionWe are seeking a Compliance Manager to handle relevant compliance works of the company. The ideal candidate will draft and review documents, participate in project-related meetings, and support compliance work for new projects/services related to Payment Systems and Stored Value Facilities.Key Responsibilities:Drafting and reviewing...

Job OverviewThe Compliance Manager will be responsible for handling relevant compliance works of the company, including drafting and reviewing documents, participating in project-related meetings, and conducting compliance self-assessment to meet regulatory requirements.

Madison PearlEstablished in Hong Kong, Madison Pearl is a leading digital banking group with a strong presence in the region's retail and corporate markets. As a licensed banking institution, we adhere to statutory provisions, regulatory requirements, and industry codes of conduct.We are seeking an experienced Chief Compliance Officer to lead our compliance...

Quality Assurance RoleWe are seeking a highly motivated and detail-oriented Entry-Level Quality Assurance Officer to join our team. The successful candidate will be responsible for ensuring the quality and compliance of our products and processes in accordance with regulatory requirements.Responsibilities:Prepare cleanroom protocols and reports to ensure...