Financial Compliance Officer

We are seeking a Compliance Officer - Auditing to join our team at the Accounting and Financial Reporting Council (AFRC). As a key member of the Policy, Registration and Oversight Department, you will play a crucial role in ensuring compliance with auditing standards and regulations.Your responsibilities will include:Reviewing and processing applications and...

**Compliance Role Overview**This senior compliance role is responsible for supporting the implementation of compliance objectives by relevant Business Units (BUs) through setting / reviewing policies and procedures for adherence to applicable legal and regulatory requirements.The ideal candidate will have good exposure to dealing with regulatory matters and...

As the Compliance and Risk expert in the Hong Kong office,  you will cover all aspects of conflict checks, analysis and AML.  Key responsibilities include:Managing the day to day conflict checks and analysis Being in charge of any ad hoc projects for Compliance in Hong Kong Reviewing database searches to ensure accuracy and completeness. Analyzing cases...

Job DescriptionWe are seeking a highly skilled AML Compliance Officer to join our team at Bank of China (Hong Kong) Limited. As an AML Compliance Officer, you will be responsible for implementing and conducting KYC due diligence processes, monitoring and managing AML/CFT risk, analyzing relevant cases, and providing compliance-related trainings.Key...

About Dah Sing GroupDah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its extensive network across Hong Kong, Macau, and Mainland China.Our core values are built around caring, teamwork, and progressiveness. We recognize the uniqueness of every individual and their...

HARBRIDGE PARTNERS is seeking a Financial Services Compliance Expert to join our team. This role will involve working closely with senior management to implement and maintain robust Anti-Money Laundering (AML) programs for our clients.The ideal candidate will have experience in regulatory compliance, particularly in AML, and be able to analyze complex data...

As a Transaction Monitoring Officer at Amber Group, you will play a critical role in supporting our mission to build a secure and trustworthy digital asset ecosystem.You will conduct transaction monitoring and market surveillance activities, investigate and escalate suspicious activities, and ensure adherence to regulatory compliance.Our team is comprised of...

Job Summary:OSL is looking for a seasoned Regulatory Compliance Officer to support its growing operations in Hong Kong / Singapore. The successful candidate will be responsible for implementing and managing compliance programs, advising senior management on regulatory matters, and collaborating with internal stakeholders to drive process improvements.Key...

About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent,...

Job Description Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providng compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business activities across products. Key...

Senior Officer/Officer, Client Value Maximization StrategyApply locations Hunghom, Kowloon, Hong Kong time type Full time posted on Posted 8 Days Ago job requisition id JR00106640You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues -...

Senior Officer/Officer, Client Value Maximization Strategy Apply locations Hunghom, Kowloon, Hong Kong time type Full time posted on Posted 8 Days Ago job requisition id JR00106640 You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues...

About the RoleWe are seeking a highly motivated and experienced Compliance Officer to join our team in Asia Pacific. As a key member of the Compliance team, you will be responsible for ensuring that our business activities are conducted in accordance with relevant laws and regulations.The ideal candidate will have extensive experience in compliance, with a...

Key Responsibilities:We are seeking a highly skilled and experienced Compliance Manager to join our team at JC Executive Search. The successful candidate will have a strong understanding of regulatory requirements and be able to provide guidance on compliance matters.Key responsibilities will include:Drafting and reviewing documentsParticipating in...

About the RoleThe Financial Controller will play a critical role in ensuring the financial stability and growth of our client's business in China. Key responsibilities include overseeing financial reporting, budgeting, and financial analysis, as well as advising management on financial strategies and plans.Key Responsibilities:Develop and implement financial...

Job OverviewWe are seeking a highly skilled Financial Controller to join our client, a prominent property developer listed in Hong Kong. The ideal candidate will have extensive experience in financial management and be well-versed in local statutory requirements.ResponsibilitiesLeadership Role: Oversee all accounting and financial activities for one of the...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

At the Accounting and Financial Reporting Council (AFRC), we are committed to ensuring the integrity of financial reporting in Hong Kong.Job DescriptionWe are seeking a highly skilled Audit Compliance Specialist to join our team. The successful candidate will be responsible for inspecting audit working papers to assess compliance with professional...

**Job Overview**Bank Of China (Hong Kong) Limited is seeking a highly skilled Risk Management and Compliance Officer to join our team. As a key member of our organization, you will play a crucial role in designing and implementing various routine monitoring and compliance reports for Global Markets operational risks.**Key Responsibilities**We are looking for...

Job OverviewWe are seeking a highly experienced Compliance Officer to join our team at CICC in Hong Kong. This role will be responsible for providing comprehensive compliance coverage to the company's Equities, FICC and Wealth Management business activities.Main ResponsibilitiesProvide expert advice on all aspects of compliance to the Equities, FICC and...