Compliance Officer
1 day ago
The Compliance Manager will be responsible for handling relevant compliance works of the company, including drafting and reviewing documents, participating in project-related meetings, and conducting compliance self-assessment to meet regulatory requirements.
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Compliance Officer
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China MRA Search Full timeAs the Compliance and Risk expert in the Hong Kong office, you will cover all aspects of conflict checks, analysis and AML. Key responsibilities include:Managing the day to day conflict checks and analysis Being in charge of any ad hoc projects for Compliance in Hong Kong Reviewing database searches to ensure accuracy and completeness. Analyzing cases...
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AML Compliance Officer
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeJob DescriptionWe are seeking a highly skilled AML Compliance Officer to join our team at Bank of China (Hong Kong) Limited. As an AML Compliance Officer, you will be responsible for implementing and conducting KYC due diligence processes, monitoring and managing AML/CFT risk, analyzing relevant cases, and providing compliance-related trainings.Key...
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Compliance Officer
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Moody's Investors Service Full timeResponsibilitiesProvide strategic guidance to businesses in the APAC region on regulatory matters, including conflicts of interest, confidentiality, securities trading, gifts and entertainment questions, outside business interests, recordkeeping, licensing, and regulatory disclosures.Serve as a subject matter expert on key Compliance risks for the APAC...
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Financial Compliance Officer
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China Allianz Popular SL. Full timeJob OverviewWe are seeking a Financial Compliance Officer to join our team in Hong Kong. As a key member of the Investment Compliance team, you will be responsible for ensuring that all Allianz Global Investors' activities satisfy regulatory requirements and internal policies.Develop and maintain policies, procedures, and controls to ensure compliance with...
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Compliance Officer Lead
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China IGNITE RECRUITMENT HONG KONG LIMITED Full timeAt IGNITE RECRUITMENT HONG KONG LIMITED, we are seeking a highly skilled Compliance Officer Lead to join our team.About the RoleThe Compliance Officer Lead will be responsible for managing a team of compliance professionals to oversee the Bank's Anti-Money Laundering (AML) and Compliance function.This includes:Acting as the s72B manager of the AML &...
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Regulatory Compliance Officer
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China OSL Full timeJob Summary:OSL is looking for a seasoned Regulatory Compliance Officer to support its growing operations in Hong Kong / Singapore. The successful candidate will be responsible for implementing and managing compliance programs, advising senior management on regulatory matters, and collaborating with internal stakeholders to drive process improvements.Key...
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Compliance Officer
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeAbout the PositionWe are seeking a highly skilled and experienced individual to join our team as Vice President, Compliance 2nd Level Control, Asia Pacific. The successful candidate will be responsible for managing compliance risks in the region, developing and implementing a risk-based control plan, supervising and delivering compliance reviews, and...
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Legal & Compliance Officer
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China SinoPac Securities (Asia) Limited Full timeReport to Legal & Compliance Manager and Head of Legal & Compliance Provide compliance advice and solution to management and departments Develop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents, marketing materials, board resolutions, shareholders resolutions and other...
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Compliance Officer
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Accounting and Financial Reporting Council (AFRC) Full timeWe are seeking a Compliance Officer - Auditing to join our team at the Accounting and Financial Reporting Council (AFRC). As a key member of the Policy, Registration and Oversight Department, you will play a crucial role in ensuring compliance with auditing standards and regulations.Your responsibilities will include:Reviewing and processing applications and...
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Compliance Officer
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China CICC Full timeJob Description Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providng compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business activities across products. Key...
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Compliance Officer
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Sanderson-iKas Full timeKey ResponsibilitiesRegulatory Compliance: Monitor and ensure compliance with all relevant regulations, including SEC, FINRA, and other applicable laws related to fixed-income investments. Policy Development: Develop, implement, and maintain compliance policies and procedures for fixed-income products, ensuring they align with industry standards and...
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Compliance Officer
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China SinoPac Securities (Asia) Limited Full timeAbout the RoleWe are seeking an experienced Compliance Officer - Risk Management to join our team at SinoPac Securities (Asia) Limited. The successful candidate will be responsible for ensuring the effective management of risks and ensuring compliance with regulatory requirements.Main Responsibilities:Coordinate with other departments on legal, compliance,...
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Compliance Officer
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeAbout the RoleWe are seeking a highly motivated and experienced Compliance Officer to join our team in Asia Pacific. As a key member of the Compliance team, you will be responsible for ensuring that our business activities are conducted in accordance with relevant laws and regulations.The ideal candidate will have extensive experience in compliance, with a...
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AML Compliance Officer
1 day ago
Hong Kong, Central and Western District, Hong Kong SAR China Amber Group Full timeAs a Transaction Monitoring Officer at Amber Group, you will play a critical role in supporting our mission to build a secure and trustworthy digital asset ecosystem.You will conduct transaction monitoring and market surveillance activities, investigate and escalate suspicious activities, and ensure adherence to regulatory compliance.Our team is comprised of...
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Risk Management and Compliance Officer
14 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time**Job Overview**Bank Of China (Hong Kong) Limited is seeking a highly skilled Risk Management and Compliance Officer to join our team. As a key member of our organization, you will play a crucial role in designing and implementing various routine monitoring and compliance reports for Global Markets operational risks.**Key Responsibilities**We are looking for...
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Compliance Officer
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full timeJob SummaryLarson Maddox is seeking a seasoned Compliance Officer to join our team in Hong Kong. As the APAC Hedge Fund Compliance Officer, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization.About UsWe are a leading hedge fund based in Hong Kong, dedicated to providing...
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Health and Safety Compliance Officer
11 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China JCDecaux Transport Hong Kong Full timeAbout the RoleWe are seeking a skilled Health and Safety Compliance Officer to join our team at JCDecaux Transport Hong Kong. As a critical member of our organization, you will be responsible for ensuring compliance with regulatory requirements and maintaining high standards of quality.Main ResponsibilitiesImplement and maintain effective Health and Safety...
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Compliance Officer
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Futu Securities International (Hong Kong) Limited Full timeResponsibilities:Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities and Futures Commission (SFC), Joint Financial Intelligence Unit (JFIU) and other law enforcement units on reasonable grounds; Address response to enquiries and requests from regulators (e.g. SFC), securities exchange (e.g. HKEX), and other law...
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Compliance Officer Role in Hong Kong
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China CICC Full timeJob OverviewWe are seeking a highly experienced Compliance Officer to join our team at CICC in Hong Kong. This role will be responsible for providing comprehensive compliance coverage to the company's Equities, FICC and Wealth Management business activities.Main ResponsibilitiesProvide expert advice on all aspects of compliance to the Equities, FICC and...
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AML Compliance Officer
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Chiyu Banking Corporation Limited Full timeJob Title: AML Compliance ManagerWe are seeking a seasoned AML compliance expert to join our team at Chiyu Banking Corporation Limited. The ideal candidate will have extensive experience in AML compliance and a strong understanding of regulatory requirements.### Responsibilities:- Develop and implement effective AML compliance programs- Conduct risk...