Compliance Officer Lead

Cornerstone Global Partners is committed to upholding the highest standards of compliance in our industry.We are seeking an experienced Compliance Officer Lead to join our team and play a key role in ensuring our firm remains compliant with all relevant regulations.About This RoleThis is an exciting opportunity for a seasoned compliance professional to take...

ResponsibilitiesProvide strategic guidance to businesses in the APAC region on regulatory matters, including conflicts of interest, confidentiality, securities trading, gifts and entertainment questions, outside business interests, recordkeeping, licensing, and regulatory disclosures.Serve as a subject matter expert on key Compliance risks for the APAC...

Job DescriptionWe are seeking a highly skilled AML Compliance Officer to join our team at Bank of China (Hong Kong) Limited. As an AML Compliance Officer, you will be responsible for implementing and conducting KYC due diligence processes, monitoring and managing AML/CFT risk, analyzing relevant cases, and providing compliance-related trainings.Key...

As the Compliance and Risk expert in the Hong Kong office,  you will cover all aspects of conflict checks, analysis and AML.  Key responsibilities include:Managing the day to day conflict checks and analysis Being in charge of any ad hoc projects for Compliance in Hong Kong Reviewing database searches to ensure accuracy and completeness. Analyzing cases...

Compliance Lead-Cross Border Department Job Duties: Oversee HK and overseas AML, sanction, fraud and relevant risk control. Take up the money laundering reporting officer role. Comply with the latest legal, regulatory and internal group requirement, and provide guidance for internal related departments Keep abreast of legal and regulatory development and...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

About the Role:As a Compliance Officer, you will play a critical role in ensuring that our clients' companies are compliant with all relevant laws and regulations. You will be responsible for reviewing and updating company secretarial records, preparing meeting materials, and ensuring that all necessary filings are completed in a timely manner.Key...

About Heroes Heroes buys, operates, and scales baby and juvenile brands. We are ambitious multi-brand developers combining operational excellence with customer-centricity to support parents and children through every milestone of their journey. Built by a team with a background in investment banking, venture capital, and D2 C e Commerce, we have the right...

Job Summary: We are seeking a highly skilled Compliance Manager to enhance our compliance initiatives at both regional and local levels. As a key member of our team, you will play a vital role in ensuring the effectiveness of our compliance program.About Us: Our company, ConnectedGroup, is a leading provider of insurance services with a strong presence in...

About the PositionWe are seeking a highly skilled and experienced individual to join our team as Vice President, Compliance 2nd Level Control, Asia Pacific. The successful candidate will be responsible for managing compliance risks in the region, developing and implementing a risk-based control plan, supervising and delivering compliance reviews, and...

About the Job:This exciting opportunity is part of our international team in HK, Hong Kong. As a Financial Administrator, you will play a crucial role in managing the company's finances and ensuring compliance with local regulations.Your Key Responsibilities:Manage vendor relationships and maintain accurate records of all transactions.Prepare monthly journal...

About HeroesHeroes buys, operates, and scales baby and juvenile brands.We are ambitious multi-brand developers combining operational excellence with customer-centricity to support parents and children through every milestone of their journey. Built by a team with a background in investment banking, venture capital, and D2C eCommerce, we have the right...

Job SummaryLarson Maddox is seeking a seasoned Compliance Officer to join our team in Hong Kong. As the APAC Hedge Fund Compliance Officer, you will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization.About UsWe are a leading hedge fund based in Hong Kong, dedicated to providing...

Compliance Officer:Captar Partners is seeking a Private Banking Compliance Officer to join their team. The ideal candidate will have experience in operational risk management and a strong understanding of regulatory requirements.Key Responsibilities:Ensure compliance with regulatory requirements.Identify potential compliance or operational risks or...

We are seeking a Compliance Officer - Auditing to join our team at the Accounting and Financial Reporting Council (AFRC). As a key member of the Policy, Registration and Oversight Department, you will play a crucial role in ensuring compliance with auditing standards and regulations.Your responsibilities will include:Reviewing and processing applications and...

Job Description Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providng compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business activities across products. Key...

Key ResponsibilitiesRegulatory Compliance: Monitor and ensure compliance with all relevant regulations, including SEC, FINRA, and other applicable laws related to fixed-income investments. Policy Development: Develop, implement, and maintain compliance policies and procedures for fixed-income products, ensuring they align with industry standards and...

VP, Compliance Product Officer - GCB Apply remote type Hybrid locations Kowloon Hong Kong time type Full time posted on Posted 2 Days Ago job requisition id 24816174 Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi , you'll have the opportunity to expand your skills and make a difference...

About Dah Sing GroupDah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its extensive network across Hong Kong, Macau, and Mainland China.Our core values are built around caring, teamwork, and progressiveness. We recognize the uniqueness of every individual and their...

Job SummaryWe are seeking a highly skilled Compliance and Control Officer to join our team in Asia Pacific. The successful candidate will be responsible for managing autonomously the responsibilities set out in this job description.Responsibilities:Collect and Analyse compliance risk indicatorsBuild a risk based yearly Control plan for APACCoordinate the...