Business Compliance Officer

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and familiarity...

CHIEF COMPLIANCE OFFICER | Digital Banking CHIEF COMPLIANCE OFFICER | Digital Banking (AML focus) Senior executive position Our client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance...

Job ResponsibilitiesMaintain accurate and up-to-date financial records, including ledgers, invoices, and receipts.Reconcile bank statements and company accounts regularly to ensure accuracy and compliance.Prepare comprehensive monthly and annual financial reports to support business decision-making.Ensure compliance with all relevant Hong Kong tax...

Job DescriptionWe are seeking a Compliance Manager to handle relevant compliance works of the company. The ideal candidate will draft and review documents, participate in project-related meetings, and support compliance work for new projects/services related to Payment Systems and Stored Value Facilities.Key Responsibilities:Drafting and reviewing...

About the Position:This is a mid-senior level position responsible for managing the quality assurance function within Hong Kong Airlines. The successful candidate will have a strong background in quality management, with a focus on ensuring compliance with regulatory requirements and industry standards.As a Corporate Compliance Officer, you will be...

About HKMC Annuity LimitedWe are a reputable financial institution seeking a dedicated Chief Compliance Officer to join our team.

Job OverviewA key strategic role is required to lead the implementation and management of all aspects of Regulatory Compliance and Financial Crime Compliance.Main Responsibilities:Develop and implement policies and procedures for Regulatory Compliance and Financial Crime Compliance.Stay up-to-date with regional regulatory changes and communicate with...

Responsibilities:Conduct real-time monitoring and surveillance of trading activities to detect and prevent market abuse and regulatory violations. Manage the Control Room operations, including oversight of MNPI, restricted lists, and information barriers. Utilize surveillance tools such as SMARTS, Actimize, and other data analytics tools to monitor and...

Quality Assurance RoleWe are seeking a highly motivated and detail-oriented Entry-Level Quality Assurance Officer to join our team. The successful candidate will be responsible for ensuring the quality and compliance of our products and processes in accordance with regulatory requirements.Responsibilities:Prepare cleanroom protocols and reports to ensure...

Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...

Job OverviewAshford Benjamin Ltd is seeking an experienced Chief AML Compliance Officer to join our team.About the RoleProvide anti-money laundering advisory to business unitsEstablish and maintain effective AML policies, frameworks, and procedures that align with global and regional regulatory requirementsAssist in risk assessments, regulatory reporting,...

Job Title: Law Policy and Compliance OfficerThe Professional Body Hong Kong, a premier regulatory organization, invites applications for a Law Policy and Compliance Officer position. In this key role, you will play a critical part in developing and implementing regulatory strategies to ensure the organization's compliance with relevant laws, regulations, and...

Job OverviewCiti, a leading global bank with a rich history spanning over 200 years, is seeking a highly skilled Compliance Officer to join our Independent Compliance Risk Management Department. As a key member of our team, you will play a critical role in ensuring the compliance risk management framework maintains risk levels within the firm's risk appetite...

Madison Pearl, a leading digital banking group in Hong Kong, is seeking an experienced Chief Compliance Officer to lead their compliance department. As a senior executive, you will be responsible for formulating and implementing the bank's overall compliance strategy, ensuring adherence to regulatory frameworks and laws.You will act as the Bank's primary...

About Pure Hong KongWe are a leading financial institution in Hong Kong, committed to delivering exceptional services to our clients. Our team is dedicated to upholding the highest standards of integrity and compliance.Job Description**Compliance Specialist**Manage SFC licensing processes for employees, ensuring compliance with regulatory...

About the RoleWe are seeking a skilled Health and Safety Compliance Officer to join our team at JCDecaux Transport Hong Kong. As a critical member of our organization, you will be responsible for ensuring compliance with regulatory requirements and maintaining high standards of quality.Main ResponsibilitiesImplement and maintain effective Health and Safety...

As an important member of their HK Compliance Team, you will report to the Head of Compliance HK and be responsible for providing compliance advice to the Global Investment Banking Business, compliance advisory for M&A, ECM, DCM, and IPO business, ongoing compliance training for front office staff, and handling regulators' (HKEx & SFC) on-site exams and...

We are looking for a highly motivated and detail-oriented Compliance Officer to join our team at BIBO Limited. As a Compliance Officer, you will play a critical role in ensuring the integrity of our business operations and maintaining a strong culture of compliance.The successful candidate will have:Relevant Qualifications: Bachelor's degree in Law,...

The Compliance Manager will be responsible for leading compliance initiatives at ConnectedGroup.ResponsibilitiesBenefits:If you are interested in this role, please click "APPLY". All personal data collected will be kept strictly confidential and will be only used for recruitment purposes.Job Description:Develop and implement compliance policies and...