VP of Compliance

Company Our client is a global multi-billion-dollar Hedge Fund with a dynamic and collaborative culture. The Role: This powerhouse is currently seeking a driven Senior Associate/ VP, Compliance (Japanese Speaker) to join their ever-growing team due to organic growth - can be based in their Hong Kong, Singapore, or Japan office.  You will work closely with...

Senior AML Compliance RoleWe are seeking a highly skilled AML Compliance VP to join our team in Hong Kong.This is an exciting opportunity to work with a reputable professional services firm with a global presence and a strong regional network in Asia.As AML Compliance VP, you will be responsible for acting as MLRO, AMLCO, DMLRO to a range of client entities,...

About the Job: This role offers an exciting opportunity to join our team and contribute to the prevention and investigation of fraudulent transactions. As the VP Compliance & Secretariat, you will lead the Anti-Scam Team in their day-to-day activities, analyzing complex fraud patterns and trends, developing strategies to enhance detection and prevention...

3 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Direct message the job poster from The Edge Partnership - The Edge in Asia Experienced Recruiter | Legal & Compliance | FI & FinTech | HK & SG Our client is a reputable professional services firm with a global presence and a strong regional network in...

CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team and report to the Head of Compliance to work closely with the business team on...

Regional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong Kong APAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong Kong We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...

Title: VP, Front Office Talent Acquisition – Investment Management firm Location: Hong Kong About the Role: Our client is a US headquartered investment management firm who is looking for a VP level Front office Talent Acquisition to join their team in Hong Kong. Responsibilities: Partner with senior leadership and hiring managers to understand hiring...

This role presents an exciting opportunity to join a leading professional services firm with a global presence and a strong regional network in Asia. As AML Compliance VP, you will play a crucial role in overseeing AML/CFT policies and procedures, ensuring compliance with relevant offshore jurisdiction regimes.Your key responsibilities will include:Acting as...

The role of the Implementation VP involves leading and overseeing portfolio manager integrations onto the platform in the APAC region. They are also responsible for project management of various tasks within the onboarding space. This VP will be the main point of contact for the handling of KYC requests from street side prime brokers, execution brokers, and...

Job Description - VP/AVP, Business Audit – Legal, Compliance & Secretariat (240000HH) Business Function Group Audit helps the Board and Executive Management meet the strategic and operational objectives of the DBS Group. We conduct independent checks to ensure that the Group's risk and control processes are adequate and effective. All our team members are...

Our client, a reputable professional services firm with a global presence and a strong regional network in Asia, is seeking an experienced AML Compliance VP to join a well-established team in Hong Kong.Key responsibilities include:Acting as MLRO, AMLCO, DMLRO for various client entitiesOverseeing AML/CFT policies and procedures, ensuring compliance with...

Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...

Company OverviewChina Everbright Bank Hong Kong Branch is a leading financial institution in the Asia-Pacific region, committed to providing innovative banking solutions to our customers.Job DescriptionVP of AdvisoryWe are seeking an experienced VP of Advisory to join our team. As a key member of our compliance department, you will be responsible for...

The role of the Implementation VP at North Rock Capital Management, LLC involves leading and overseeing portfolio manager integrations onto our platform in the APAC region. They are also responsible for project management of various tasks within the onboarding space.Key Responsibilities: New Portfolio Managers/Migrations/Fund launchesOnboarding and...

Job Description - SVP/VP, IT Planning Engineer, Technology & Operations (240000EU)Job DescriptionSVP/VP, IT Planning Engineer, Technology & Operations-(240000EU)Business FunctionTechnology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control,...

Job Description - SVP/VP, IT Planning Engineer, Technology & Operations (240000 EU) Job Description SVP/VP, IT Planning Engineer, Technology & Operations-(240000 EU) Business Function Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality &...

Job Description:Execute various corporate finance transactions, including IPOs, M&A advisory and other debt/equity fund raising activities, which include business/industry/financial/legal due diligence,  preparation of relevant documents such as announcements/circular/prospectus and internal approval documents to ensure compliance with relevant internal...

AVP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong Main Duties and Responsibilities: Covering and manging the team for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide AML/CTF guidance and advisory to the senior management and to business and support units....

Business Function DBS' Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who identify opportunities in the various asset classes and employ the best strategies and product vehicles to cater to each...

Job Title: VP (Team Head), Anti-Scam, Legal, Compliance & Secretariat (2500002E) Job Description: Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we...