Law Policy and Compliance Officer

Job SummaryWe are seeking an experienced By-laws Inspection Unit Officer to join our team. As a key member of our enforcement team, you will be responsible for ensuring compliance with MTR By-laws and regulations.

About the RoleWe are seeking an experienced Compliance Manager to join our team in Hong Kong. The successful candidate will be responsible for ensuring that all AllianzGI's activities in the AP offices satisfy regulatory requirements within the Investment Compliance areas.The ideal candidate will have a strong understanding of current issues affecting the...

Zurich 56 Company Ltd is seeking a skilled Policy Officer to join our team. As a key member of the department, you will be responsible for performing risk assessments on life insurance policies and supporting the team in conducting compliance monitoring, especially on Anti-Money Laundering (AML) risks.This role requires strong knowledge of AML regulations...

Madison Pearl, a leading digital banking group in Hong Kong, is seeking an experienced Chief Compliance Officer to lead their compliance department. As a senior executive, you will be responsible for formulating and implementing the bank's overall compliance strategy, ensuring adherence to regulatory frameworks and laws.You will act as the Bank's primary...

CHIEF COMPLIANCE OFFICER | Digital Banking CHIEF COMPLIANCE OFFICER | Digital Banking (AML focus) Senior executive position Our client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance...

DBS Bank's Group Legal, Compliance & Secretariat is responsible for ensuring the bank's interests are protected by zealously guarding and enhancing its reputation and capital. This team works to maintain a good standing with all regulators, customers, and business partners.The Job Objective of this role is to effectively support the implementation of...

Mass Transit Railway is seeking a highly skilled By-laws Compliance Team Lead to join our team.Job DescriptionYou will be responsible for leading a team to perform station patrolling, execute 'MTR By-laws' and ticket inspections mainly at East Rail Line, and assisting station staff in prosecuting fare evasion and imposing fines in accordance with...

Join Our Team as a Policy OfficerWe are looking for an experienced Policy Officer to manage the lifecycle of life insurance policies. Key responsibilities include:Performing risk assessments on new and existing policies.Supporting the team in compliance monitoring, especially AML.Assisting in system enhancements and other projects as needed.The successful...

Officer, Policy Admin122191Job Responsibilities:Perform risk assessment on life insurance policySupport team to conduct compliance monitoring especially on AML riskAssist in system enhancement project and ad hoc projects as assignedConduct transaction monitoring and investigate suspicious transactions/alerts identified through system, consolidate information...

We are seeking a highly skilled Associate Solicitor to join our legal team at Wah Kwong Maritime Transport Holdings Limited. This is a full-time position that will involve working closely with our General Counsel to ensure the effective management of our legal affairs.About the Job DescriptionThis job description outlines the key responsibilities and...

Mass Transit Railway is committed to ensuring the safety and security of its passengers and staff.Job DescriptionWe are seeking a highly skilled MTR By-laws Enforcement Officer to join our team. As an MTR By-laws Enforcement Officer, you will be responsible for enforcing MTR by-laws and regulations at railway stations, ensuring a safe and secure environment...

We are 4Alpha Group, a cutting-edge Web3 company at the forefront of blockchain technology, decentralized finance (DeFi), and digital assets.Our mission is to build a more transparent, secure, and inclusive financial ecosystem.This role requires a deep understanding of blockchain, cryptocurrencies, and decentralized systems, as well as a strong grasp of...

Job DescriptionThe Chief Compliance Officer will be responsible for leading the compliance department to enhance the bank's financial crime compliance procedures and adherence to regulatory frameworks. The role involves formulating and implementing the bank's overall compliance strategy, advising senior management on laws, rules, and standards, and ensuring...

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and familiarity...

Madison Pearl, a leading digital banking group in Hong Kong, is seeking an experienced Chief Compliance Officer to lead their compliance department. As a senior executive, you will be responsible for formulating and implementing the bank's overall compliance strategy, ensuring adherence to regulatory frameworks and laws.Key responsibilities include acting as...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

We are looking for a dedicated Anti-Money Laundering Compliance Officer to join our team at Za. The successful candidate will be responsible for conducting transaction monitoring, investigating suspicious transactions, and ensuring compliance with regulatory requirements.The ideal candidate will have a strong understanding of anti-money laundering...

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An exciting opportunity has arisen for an ambitious Employment Paralegal to join the growing employment practice of this International law firm in Hong Kong. The team handles contentious and advisory matters for clients such as international investment banks, financial institutions, insurers, government agencies and multinational corporates. Working...

The Role As a subject matter expert in AML based in Hong Kong, this individual will be a senior member of the AML team, reporting to the Head of FCC Compliance. Responsibilities include providing KYC/AML advisory services to various business lines, developing and implementing anti-money laundering policies and procedures, and executing training strategies...