VP of Business Compliance

Company Our client is a global multi-billion-dollar Hedge Fund with a dynamic and collaborative culture. The Role: This powerhouse is currently seeking a driven Senior Associate/ VP, Compliance (Japanese Speaker) to join their ever-growing team due to organic growth - can be based in their Hong Kong, Singapore, or Japan office.  You will work closely with...

Senior AML Compliance RoleWe are seeking a highly skilled AML Compliance VP to join our team in Hong Kong.This is an exciting opportunity to work with a reputable professional services firm with a global presence and a strong regional network in Asia.As AML Compliance VP, you will be responsible for acting as MLRO, AMLCO, DMLRO to a range of client entities,...

Job Description - VP/AVP, Business Audit – Legal, Compliance & Secretariat (240000HH) Business Function Group Audit helps the Board and Executive Management meet the strategic and operational objectives of the DBS Group. We conduct independent checks to ensure that the Group's risk and control processes are adequate and effective. All our team members are...

**About the Role**We are looking for a highly motivated and experienced Business Operations VP to join our team at North Rock Capital Management, LLC.This role involves providing strategic guidance on business operations, leading cross-functional teams, and driving process improvements.**Key Accountabilities:**Develop and implement operational strategies to...

As an important member of their HK Compliance Team, you will report to the Head of Compliance HK and be responsible for providing compliance advice to the Global Investment Banking Business, compliance advisory for M&A, ECM, DCM, and IPO business, ongoing compliance training for front office staff, and handling regulators' (HKEx & SFC) on-site exams and...

CLIENT BACKGROUND We are looking for an experienced and knowledgeable IBD Compliance Specialist to join our team. The successful candidate will have extensive experience in investment banking division (IBD) product knowledge or control room operations, to work in the regional team and report to the Head of Compliance to work closely with the business team on...

3 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Direct message the job poster from The Edge Partnership - The Edge in Asia Experienced Recruiter | Legal & Compliance | FI & FinTech | HK & SG Our client is a reputable professional services firm with a global presence and a strong regional network in...

Regional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong Kong APAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong Kong We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...

Job Description - SVP/VP, IT Planning Engineer, Technology & Operations (240000EU)Job DescriptionSVP/VP, IT Planning Engineer, Technology & Operations-(240000EU)Business FunctionTechnology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control,...

The role of the Implementation VP involves leading and overseeing portfolio manager integrations onto the platform in the APAC region. They are also responsible for project management of various tasks within the onboarding space. This VP will be the main point of contact for the handling of KYC requests from street side prime brokers, execution brokers, and...

Job Description - SVP/VP, IT Planning Engineer, Technology & Operations (240000 EU) Job Description SVP/VP, IT Planning Engineer, Technology & Operations-(240000 EU) Business Function Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality &...

VP, Finance Business Controller (FP&A), Foreign Bank (Fixed-term Contract) Our client is a foreign bank. They are now looking for a Finance Business Controller in their finance team. Key Responsibilities: Business Performance Analysis: Take ownership of analyzing business performance to provide accurate and timely information to management. Support...

Title: VP, Front Office Talent Acquisition – Investment Management firm Location: Hong Kong About the Role: Our client is a US headquartered investment management firm who is looking for a VP level Front office Talent Acquisition to join their team in Hong Kong. Responsibilities: Partner with senior leadership and hiring managers to understand hiring...

This role presents an exciting opportunity to join a leading professional services firm with a global presence and a strong regional network in Asia. As AML Compliance VP, you will play a crucial role in overseeing AML/CFT policies and procedures, ensuring compliance with relevant offshore jurisdiction regimes.Your key responsibilities will include:Acting as...

Our client, a reputable professional services firm with a global presence and a strong regional network in Asia, is seeking an experienced AML Compliance VP to join a well-established team in Hong Kong.Key responsibilities include:Acting as MLRO, AMLCO, DMLRO for various client entitiesOverseeing AML/CFT policies and procedures, ensuring compliance with...

Company OverviewChina Everbright Bank Hong Kong Branch is a leading financial institution in the Asia-Pacific region, committed to providing innovative banking solutions to our customers.Job DescriptionVP of AdvisoryWe are seeking an experienced VP of Advisory to join our team. As a key member of our compliance department, you will be responsible for...

AVP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong Main Duties and Responsibilities: Covering and manging the team for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide AML/CTF guidance and advisory to the senior management and to business and support units....

The role of the Implementation VP at North Rock Capital Management, LLC involves leading and overseeing portfolio manager integrations onto our platform in the APAC region. They are also responsible for project management of various tasks within the onboarding space.Key Responsibilities: New Portfolio Managers/Migrations/Fund launchesOnboarding and...

Our client is a highly regarded and internationally recognized foreign bank with a strong presence in the global financial industry. They are now actively looking to recruit a highly skilled and experienced AVP/VP, Internal Audit Manager - Global Markets.Responsibilities Perform moderately complex audits including drafting audit reports, presenting issues to...

About the PositionCaptar Partners seeks a seasoned Digital Technology VP to spearhead the development of cutting-edge digital products and oversee the company's digital transformation efforts.About Captar PartnersCaptar Partners is a dynamic and rapidly growing conglomerate with a strong presence in the industry.About the JobDevelop and implement a...