VP/AVP, Business Audit – Legal, Compliance

3 days ago

Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

Job Description - VP/AVP, Business Audit – Legal, Compliance & Secretariat (240000HH)

Business Function
Group Audit helps the Board and Executive Management meet the strategic and operational objectives of the DBS Group. We conduct independent checks to ensure that the Group's risk and control processes are adequate and effective. All our team members are highly sought-after professionals who work as trusted advisors to our clients, in all matters related to a company's internal controls.

Responsibilities

  • Provide independent audit assurance service to the Board and Executive Management through examination and evaluation of the adequacy and effectiveness of DBS Group's system of internal controls, risk management procedures, governance processes and quality of performance.
  • Plan, lead and perform audits in accordance with departmental and professional standards with primary focus of coverage in the Legal, Compliance & Secretariat (including Anti-Money Laundering) and their key risk areas.
  • Manage assignments efficiently and effectively including reviewing the audit planning, risk matrices, and testing strategy.
  • Escalate all major risk, control and regulatory issues arising during the audits and present the audit findings/reports on a timely basis.
  • Provide audit team members with proper guidance and coaching supervision during audit engagements.
  • Manage key relationships with middle and senior management for the audit portfolio.
  • Assist the team manager to communicate and deliver timely, concise and insightful control issues to senior management and the Audit Committee and manage relationship with regulators and external auditors.
  • Participate in developing and managing the annual audit plan.
  • Partner with audit specialists and data analysts to identify opportunities to apply data analytics in audits.
  • Drive/execute audit automation and implementation of the project initiatives.

Requirements

  • Degree qualification, with more than 10 years' experience of relevant business or auditing background in financial institutions.
  • Solid knowledge on the relevant products/financial instruments, channels, operations, systems and regulatory requirements for Legal, Compliance & Secretariat (including Anti-Money Laundering).
  • Prior experience in risk management and control functions, auditing and data analytics would be an advantage but not essential.
  • Ability to work effectively with multiple priorities and to determine the most appropriate solution based on organisational and stakeholder needs.
  • Self-motivated, take initiatives and demonstrate the ability to work independently as well as collaborating with other members within the team.
  • Strong influencing, negotiating and conflict resolution skills.
  • Ability to establish effective relationships with business executives.
  • Be open-minded, agile and adaptable to changes.
  • Solid reporting, presentation and communication skills in English. Cantonese and Putonghua would be an advantage.

Candidate with less experience will be considered as an Assistant Vice President.

Apply Now

We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognizes your achievements.

We regret only shortlisted candidates will be notified.

#J-18808-Ljbffr

  • Associate VP

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Charterhouse Partnership Hong Kong Full time

    Our client is a highly regarded and internationally recognized foreign bank with a strong presence in the global financial industry. They are now actively looking to recruit a highly skilled and experienced AVP/VP, Internal Audit Manager - Global Markets.Responsibilities Perform moderately complex audits including drafting audit reports, presenting issues to...

  • VP of Business Compliance

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full time

    Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...

  • Business Compliance Officer

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

    Job OverviewThe Business Compliance Officer - Legal is responsible for providing independent audit assurance services to the Board and Executive Management at DBS Bank.About the PositionProvide audit team members with proper guidance and coaching supervision during audit engagements.Manage key relationships with middle and senior management for the audit...

  • VP/ AVP, Treasures Investment Counsellor

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

    Job Description - VP/ AVP, Treasures Investment Counsellor (Licensed (2500003B) Business Function As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full spectrum of products and services, including deposits,...

  • Business Oriented Legal Advisor

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China SD Legal Full time

    At SD Legal, we pride ourselves on being a forward-thinking legal firm that provides cutting-edge advice to businesses across Asia, Europe, and the Americas.We are currently looking for a business-oriented legal advisor to join our team. In this role, you will be responsible for:Working on corporate transactions, including M&A, JV, investment-led projects,...

  • Legal Counsel

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China SD Legal Full time

    Get AI-powered advice on this job and more exclusive features. Direct message the job poster from SD Legal Managing Director at SD Legal | Award Winning In-house Legal & Compliance Recruiter | Fitness Enthusiast & Family Man A unique and exciting role has come up in Hong Kong for a business / commercial minded lawyer. Closing Date: 28th March 2025 This...

  • VP Compliance

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

    About the Job: This role offers an exciting opportunity to join our team and contribute to the prevention and investigation of fraudulent transactions. As the VP Compliance & Secretariat, you will lead the Anti-Scam Team in their day-to-day activities, analyzing complex fraud patterns and trends, developing strategies to enhance detection and prevention...

  • Director of Compliance

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China HARBRIDGE PARTNERS Full time

    AVP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong Main Duties and Responsibilities: Covering and manging the team for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide AML/CTF guidance and advisory to the senior management and to business and support units....

  • AVP/VP, Enterprise Risk Management

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Interfill Full time

    A reputable, Foreign Corporate Bank Branch in Hong Kong is currently looking for a new AVP or VP to join their Risk Management department, specifically within their Enterprise Risk sub-team. As a member of the team, you'll drive the development and enhancement of our bank-wide risk governance frameworks. Job Responsibilities: Lead the development and...

  • VP/AVP, Legal

    8 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Professional Body Full time

    Professional Body Hong Kong, Hong Kong SAR 3 days ago Be among the first 25 applicants Job Description: Review, revise, and establish regulations and policies. Address inquiries related to ethics, conduct, or practice management, providing appropriate responses as needed. Prepare, regularly review, and disseminate guidelines to ensure compliance with...

  • VP of Compliance

    6 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China DARMAX GLOBAL Full time

    Company Our client is a global multi-billion-dollar Hedge Fund with a dynamic and collaborative culture. The Role: This powerhouse is currently seeking a driven Senior Associate/ VP, Compliance (Japanese Speaker) to join their ever-growing team due to organic growth - can be based in their Hong Kong, Singapore, or Japan office.  You will work closely with...

  • VP (Team Head), Anti-Scam, Legal, Compliance & Secretariat

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

    Job Title: VP (Team Head), Anti-Scam, Legal, Compliance & Secretariat (2500002E) Job Description: Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we...

  • Audit and Compliance Manager

    20 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank of China Full time

    Job OverviewThe Bank of China is seeking an experienced Audit and Compliance Manager to lead our internal audit team. In this role, you will be responsible for assessing the effectiveness of internal controls and providing recommendations for improvement.Key Responsibilities:Lead internal audit engagements to assess compliance with regulations, standards,...

  • AVP, Business Finance

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China The Edge Partnership - The Edge in Asia Full time

    Get AI-powered advice on this job and more exclusive features. Direct message the job poster from The Edge Partnership - The Edge in Asia Recruiter - Financial & Professional Services & Fintech | Finance & Accounting, Back & Middle Office and Operations, Corporate Governance & ComSec Our client is a global corporate and investment bank and are seeking an AVP...

  • Legal Compliance Manager

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Tbwa ChiatDay Inc Full time

    Key ResponsibilitiesThe Legal Compliance Manager will be responsible for staying updated with changes in laws that impact the company and providing timely updates and strategic advice on the potential impact of such changes.You will act as the sole in-house lawyer for the company, providing legal advice to executives and the management team. You will assist...

  • Advanced Legal Specialist for Regulatory Compliance

    7 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China AIA International Limited. Full time

    About AIA International LimitedWe are dedicated to empowering our people to find their 'better' - in the work they do, the career they build, and the life they live. Our mission is to support even more people - including our own - to live Healthier, Longer, Better Lives.Job Description: Senior Legal CounselWe are seeking a highly experienced Senior Legal...

  • VP (Corporate Finance) -

    2 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Unicorn Advisor (HK) Limited Full time

    Job Description:Execute various corporate finance transactions, including IPOs, M&A advisory and other debt/equity fund raising activities, which include business/industry/financial/legal due diligence,  preparation of relevant documents such as announcements/circular/prospectus and internal approval documents to ensure compliance with relevant internal...

  • AVP/VP, Treasures Relationship Manager, Consumer Banking Group

    3 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

    Job Description - AVP/VP, Treasures Relationship Manager, Consumer Banking Group (WD72297) Business Function As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full spectrum of products and services, including...

  • Compliance and Internal Audit Lead

    16 hours ago

    Hong Kong, Central and Western District, Hong Kong SAR China Bank of China Full time

    About the RoleWe are seeking a talented Compliance and Internal Audit Lead to join our team at the Bank of China. In this role, you will be responsible for leading, managing, or participating in internal audit engagements related to General and Financial Crime Compliance.Lead internal audits to assess compliance with regulations, standards, and market...

  • Legal Affairs Specialist

    4 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China 某互联网集团 Full time

    Job Overview:We are looking for a highly skilled Legal Affairs Specialist - International Business to join our team.Responsibilities:Developing and implementing effective legal strategies for international business operations.Managing relationships with overseas law firms and intellectual property services.Conducting thorough risk assessments and...