VP Compliance

Company Our client is a global multi-billion-dollar Hedge Fund with a dynamic and collaborative culture. The Role: This powerhouse is currently seeking a driven Senior Associate/ VP, Compliance (Japanese Speaker) to join their ever-growing team due to organic growth - can be based in their Hong Kong, Singapore, or Japan office.  You will work closely with...

The Edge Partnership - The Edge in Asia is seeking an experienced VP of Risk and Compliance to join their team in Hong Kong.The successful candidate will be responsible for developing and implementing effective risk management and compliance strategies, ensuring alignment with company policies and procedures.Key responsibilities include:Developing and...

About the RoleThis is an exciting opportunity to join a leading executive search and talent development firm in Hong Kong as an AVP/VP, Risk Governance and Compliance. The successful candidate will be responsible for ensuring effective risk management practices across the organization.The key responsibilities of this role include:Developing and implementing...

As an important member of their HK Compliance Team, you will report to the Head of Compliance HK and be responsible for providing compliance advice to the Global Investment Banking Business, compliance advisory for M&A, ECM, DCM, and IPO business, ongoing compliance training for front office staff, and handling regulators' (HKEx & SFC) on-site exams and...

Title: VP, Front Office Talent Acquisition – Investment Management firm Location: Hong Kong About the Role: Our client is a US headquartered investment management firm who is looking for a VP level Front office Talent Acquisition to join their team in Hong Kong. Responsibilities: Partner with senior leadership and hiring managers to understand hiring...

The role of the Implementation VP involves leading and overseeing portfolio manager integrations onto the platform in the APAC region. They are also responsible for project management of various tasks within the onboarding space. This VP will be the main point of contact for the handling of KYC requests from street side prime brokers, execution brokers, and...

Job Description - VP/AVP, Business Audit – Legal, Compliance & Secretariat (240000HH) Business Function Group Audit helps the Board and Executive Management meet the strategic and operational objectives of the DBS Group. We conduct independent checks to ensure that the Group's risk and control processes are adequate and effective. All our team members are...

Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...

Company OverviewChina Everbright Bank Hong Kong Branch is a leading financial institution in the Asia-Pacific region, committed to providing innovative banking solutions to our customers.Job DescriptionVP of AdvisoryWe are seeking an experienced VP of Advisory to join our team. As a key member of our compliance department, you will be responsible for...

The role of the Implementation VP at North Rock Capital Management, LLC involves leading and overseeing portfolio manager integrations onto our platform in the APAC region. They are also responsible for project management of various tasks within the onboarding space.Key Responsibilities: New Portfolio Managers/Migrations/Fund launchesOnboarding and...

Job Description - SVP/VP, IT Planning Engineer, Technology & Operations (240000EU)Job DescriptionSVP/VP, IT Planning Engineer, Technology & Operations-(240000EU)Business FunctionTechnology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control,...

Our client is a reputable professional services firm with a global presence in Asia.They are seeking an experienced AML Compliance VP to join their well-established team in Hong Kong.The successful candidate will be responsible for overseeing the AML/CFT policies and procedures, ensuring compliance with relevant offshore jurisdiction regimes, and advising...

Job Description - SVP/VP, IT Planning Engineer, Technology & Operations (240000 EU) Job Description SVP/VP, IT Planning Engineer, Technology & Operations-(240000 EU) Business Function Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality &...

Job Description:Execute various corporate finance transactions, including IPOs, M&A advisory and other debt/equity fund raising activities, which include business/industry/financial/legal due diligence,  preparation of relevant documents such as announcements/circular/prospectus and internal approval documents to ensure compliance with relevant internal...

We are instructed on an opportunity with a reputable financial institution who are looking to hire a Financial Crime Compliance Advisor in Hong Kong. The role serves as a senior AML member for the APAC region covering the full spectrum of AML work including providing AML/KYC advisory, investigation oversight, establishing AML/CFT policies, procedures and...

AVP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong Main Duties and Responsibilities: Covering and manging the team for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide AML/CTF guidance and advisory to the senior management and to business and support units....

Business Function DBS' Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who identify opportunities in the various asset classes and employ the best strategies and product vehicles to cater to each...

Job Title: VP (Team Head), Anti-Scam, Legal, Compliance & Secretariat (2500002E) Job Description: Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we...

Job Description - VP/ AVP, Treasures Investment Counsellor (Licensed (2500003B) Business Function As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full spectrum of products and services, including deposits,...

Job Descriptions:Responsible for investment compliance of public and private funds, primary responsibilities may include:Perform daily pre-trade and post-trade monitoring Code compliance rules in IMS and perform periodic review Design and conduct regular compliance monitoring & surveillance procedures and checking Undertake counterparties due diligence ...