Chief Compliance Officer Leader
4 days ago
Madison Pearl is seeking a seasoned Chief Compliance Officer to lead their compliance department and enhance the group's financial crime compliance procedures. As an industry-leading banking institution, our governance functions ensure compliance with statutory provisions, regulatory requirements, and industry codes of conduct.
The successful candidate will be responsible for formulating and implementing the bank's overall compliance strategy, in support of its long-term goals and growth objectives. You will provide advice and counsel to the CEO and your peers on material compliance frameworks and other relevant business matters.
Key responsibilities include acting as the Bank's primary liaison with regulators, including the Hong Kong Monetary Authority (HKMA), Securities and Futures Commission (SFC), and Insurance Authority (IA), on all compliance-related matters. You will also advise senior management on laws, rules, and standards, including any changes that the Bank must comply with.
In addition, you will be responsible for ensuring the compliance department is adequately resourced and staffed while maintaining the necessary independence. You will develop and implement a robust compliance framework to identify, assess, and monitor compliance risk, establishing the Bank's compliance policies and guidelines.Requirements
- A University degree in Accountancy, Finance, or Law with a minimum of 15 years' relevant experience in regulatory compliance and AML/CFT compliance in the banking industry or banking regulators.
- Experience with FATCA and CRS matters is highly preferred.
- Holder of CAMLP/CAMS certification; IT security certification is preferred.
- Comprehensive knowledge of statutory and regulatory requirements in banking and AML/CFT-related matters.
- Strong experience in banking practices, operational procedures, and IT control matters.
- Excellent analytical and judgmental skills.
- Strong leadership, interpersonal, and communication skills.
- Proficiency in both written and spoken English and Chinese; fluency in Putonghua is a must.
- High level of integrity and ethical standards.
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