Compliance Manager

At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team.The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...

At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team. The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...

Job Responsibilities:Take part of the Fixed Income, Currencies, and Commodities (FICC) compliance function for the company's operations in Hong Kong. Develop and implement compliance policies and procedures specific to the FICC market segments. Monitor and ensure adherence to regulatory requirements and internal policies related to FICC activities. Provide...

The Company Our client is a banking group which going through expansions in different business, with strong presences in Asia, provide excellent career opportunities and staff benefits.  As part of an important part of HK Compliance Team, they are now looking for a Compliance Manager to work under their AML Compliance Team. The Role As part of the team...

About the Role: Allianz Global Investors is a leading global active asset manager seeking an experienced Compliance Risk Manager to join our team. As a key member of our Investment Compliance team, you will be responsible for managing regulatory risks and ensuring that our investment activities comply with all relevant laws and regulations.The successful...

2 days ago Be among the first 25 applicantsGet AI-powered advice on this job and more exclusive features.Responsibilities:Assist in updating policies and procedures to ensure compliance with all relevant rules and regulations;Participate in licensing applications for regulated virtual asset services;Coordinate with key internal functions to identify gaps and...

The Bank of East Asia, Limited (BEA) invites applications for the position of Risk & Compliance Manager in the Securities Services Department.This is an exciting opportunity for a highly skilled professional to contribute to the bank's risk management and compliance efforts. The successful candidate will be responsible for ensuring that all procedures are in...

About the Role:We are seeking a highly skilled Compliance Risk Manager to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in Asia Pacific satisfy regulatory requirements and internal policies.Key Responsibilities:Contribute to the development and...

We respect the privacy of candidates for employment and are committed to transparency in our hiring process.Senior Compliance Analyst/Compliance OfficerThe role serves as the main point of contact for a regulator and requires an extensive understanding of applicable rules and regulations.This position involves providing guidance to business unit management...

Handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings, etc. Support compliance work for new projects/services which are related to Payment Systems and Stored Value Facilities. Conduct compliance self-assessment to meet regulatory requirements. Support compliance aspects of local...

About the RoleWe are seeking a highly skilled Compliance Manager to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in the Asia Pacific offices satisfy all regulatory requirements within the Investment Compliance areas, as well as any other applicable...

About the JobThe Compliance and Accounting Manager will oversee the development and implementation of compliance programs and policies within our accounting department. You will ensure that all financial transactions and activities comply with relevant laws and regulations.Key ResponsibilitiesCompliance Programs: Develop and implement compliance programs and...

Description OSL Group is looking for a Compliance Officer in Hong Kong / Singapore. This role focuses on providing compliance (regulatory compliance, AML and surveillance) support to firmwide initiatives and projects, and maintaining effective communication with internal and external stakeholders. The ideal candidate would be a proactive individual with...

Job responsibilitiesOversee the compliance requirements for the company as defined by SFC Lead the firm while providing guidance to ensure best practices with industry standards Advise on regulatory requirements and ensure timely escalation of any compliance issues Provide strategic guidance to senior management related to compliance Provide training and...

Job DescriptionThe Compliance Risk Manager will play a critical role in ensuring the bank's compliance with regulatory requirements and internal policies. This involves developing and implementing effective risk management strategies to mitigate potential risks and ensure the bank's operations are aligned with best practices.Key Responsibilities:Develop and...

We are seeking a highly skilled and experienced professional to join our team as a Compliance Program Manager. As a key member of our Ethics and Compliance department, you will be responsible for designing, administering, and supporting our global ethics and compliance program.Reporting into the Senior Manager, Ethics and Compliance, this position will be...

Job DescriptionThe Compliance Manager will be responsible for handling relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings, etc.This includes supporting compliance work for new projects/services which are related to Payment Systems and Stored Value Facilities.Key responsibilities...

At JC Executive Search, we are seeking a highly skilled Compliance Manager to join our team.About the CompanyJC Executive Search is a leading recruitment agency specializing in executive search and selection services for senior-level positions. We have extensive expertise in placing high-caliber candidates across various industries, including finance and...

As a member of our Investment Compliance team in Asia Pacific, you will play a crucial role in ensuring that all AllianzGI's activities in the region comply with relevant regulatory requirements and Group policies and standards.You will be responsible for creating, implementing, and maintaining policies, procedures, and controls to ensure compliance, as well...

At Global Consultancy, we are dedicated to delivering exceptional service to our clients in the asset management and funds sector.The role of Compliance Consultant requires:Expertise in regulatory compliance and risk managementStrong analytical and problem-solving skillsExcellent communication and interpersonal skillsKey responsibilities include:Developing...