Compliance Manager

Responsibility:Conduct customer investigations, anti-money laundering (AML), and counter-terrorist financing (CTF) procedures, including relevant data inquiries. Review compliance documentation submitted by clients, perform risk assessments on clients' wealth sources, and ensure alignment with the company's compliance risk management framework. Review trust...

At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team.The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...

Compliance Manager (Compliance Review)Job No.: 498495Employment Type: Full timeDepartments: Legal & Compliance and Operational Risk Management DepartmentJob Functions: Legal, Risk ManagementResponsibilities:Assist to formulate annual compliance review plan by referencing risk assessment results.Conduct regular/ thematic compliance reviews on an ongoing basis...

This is an exciting opportunity to work in a growing and progressive company that is expanding their Compliance department in order to support the investment activities of the firm The role reports to the Chief Operating Officer (who is responsible for all non-investment aspects of the business, including Compliance, Operations, and Investor Relations)...

The Company Our client is a banking group which going through expansions in different business, with strong presences in Asia, provide excellent career opportunities and staff benefits.  As part of an important part of HK Compliance Team, they are now looking for a Compliance Manager to work under their AML Compliance Team. The Role As part of the team...

The Corporate Compliance Manager is a key member of the executive team, responsible for ensuring corporate governance and compliance of the Group and family companies. This role will be a key advisor to the board of directors and senior management, overseeing legal and regulatory compliance, corporate governance practices and company administration.Work...

About the Role: Allianz Global Investors is a leading global active asset manager seeking an experienced Compliance Risk Manager to join our team. As a key member of our Investment Compliance team, you will be responsible for managing regulatory risks and ensuring that our investment activities comply with all relevant laws and regulations.The successful...

2 days ago Be among the first 25 applicantsGet AI-powered advice on this job and more exclusive features.Responsibilities:Assist in updating policies and procedures to ensure compliance with all relevant rules and regulations;Participate in licensing applications for regulated virtual asset services;Coordinate with key internal functions to identify gaps and...

At Allianz Global Investors, we strive to maintain a professional work environment that promotes fulfillment and inclusivity. If you're interested in contributing to a leading active asset management company, consider joining our team as a Regulatory Expertise Specialist in Hong Kong within the Investment Compliance department.The Investment Compliance...

The Senior Compliance Officer plays a crucial role in ensuring the company's adherence to regulatory requirements. This involves managing all licensing-related matters with the relevant authorities, conducting regular compliance monitoring reviews, and implementing regulatory best practices.To excel in this position, one must have an excellent understanding...

About the RoleWe are seeking a highly skilled Compliance Manager to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in the Asia Pacific offices satisfy all regulatory requirements within the Investment Compliance areas, as well as any other applicable...

About the JobThe Compliance and Accounting Manager will oversee the development and implementation of compliance programs and policies within our accounting department. You will ensure that all financial transactions and activities comply with relevant laws and regulations.Key ResponsibilitiesCompliance Programs: Develop and implement compliance programs and...

Senior Compliance Manager (Investment and Insurance focused) - Compliance DivisionJob No.: 498594Employment Type: Full timeDepartments: Legal & Compliance and Operational Risk Management DepartmentJob Functions: LegalResponsibilities:Provide advisory services to business units regarding regulatory compliance issues on investment or insurance...

At Waystone, we are seeking a highly skilled Compliance Solutions Manager to join our team in Hong Kong. This role presents an excellent opportunity for someone with a strong background in regulatory compliance to manage a portfolio of clients and provide technical expertise on complex regulatory issues.The ideal candidate will have a minimum of 10 years of...

Job responsibilitiesOversee the compliance requirements for the company as defined by SFC Lead the firm while providing guidance to ensure best practices with industry standards Advise on regulatory requirements and ensure timely escalation of any compliance issues Provide strategic guidance to senior management related to compliance Provide training and...

Job DescriptionThe Compliance Risk Manager will play a critical role in ensuring the bank's compliance with regulatory requirements and internal policies. This involves developing and implementing effective risk management strategies to mitigate potential risks and ensure the bank's operations are aligned with best practices.Key Responsibilities:Develop and...

Regulatory Compliance RoleWe are seeking a seasoned professional to provide regulatory compliance advisory services to our APAC businesses. The successful candidate will be responsible for identifying and interpreting rules and regulations, establishing effective compliance programs, and implementing compliance frameworks and procedures.The ideal candidate...

We are seeking a highly skilled and experienced professional to join our team as a Compliance Program Manager. As a key member of our Ethics and Compliance department, you will be responsible for designing, administering, and supporting our global ethics and compliance program.Reporting into the Senior Manager, Ethics and Compliance, this position will be...

We are EC1 Partners, a top talent platform connecting Legal, Risk & Compliance professionals with leading FinTech companies. We're looking for a Regulatory Compliance Manager to join our team in Hong Kong. About the Role:This role will be responsible for managing financial regulation and compliance across APAC entities, including accurate reporting and...

At JC Executive Search, we are seeking a highly skilled Compliance Manager to join our team.About the CompanyJC Executive Search is a leading recruitment agency specializing in executive search and selection services for senior-level positions. We have extensive expertise in placing high-caliber candidates across various industries, including finance and...