Investment Compliance Manager

About the RoleWe are looking for a highly skilled Investment Compliance Manager to join our team in Hong Kong. The ideal candidate will have extensive experience in portfolio management and trading compliance matters.Create, implement, and maintain policies, procedures, and controls to ensure compliance with laws and regulations.Collaborate with colleagues...

Investment Compliance JobThe Bank of China is seeking an Investment Compliance Officer to join its Legal & Compliance and Operational Risk Management Department.About the Role:This position involves providing advisory services to business units regarding regulatory compliance issues on investment or insurance products/services.The successful candidate will...

About the Position:We are looking for an experienced Investment Compliance Specialist to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in Asia Pacific comply with regulatory requirements and internal policies.Key Responsibilities:Develop and implement...

Develop, implement, and maintain compliance policies and procedures aligned with regulatory requirements and industry best practices. Provide expert guidance on regulatory developments and their implications for the firm's investment strategies and operations. Collaborate with investment teams to assess compliance risks associated with new products,...

Investment Officer - Corporate Finance The Asian Infrastructure Investment Bank (AIIB) is a multilateral development bank whose mission is Financing Infrastructure for Tomorrow in Asia and beyond-infrastructure with sustainability at its core. We began operations in Beijing in 2016 and have since grown to 110 approved members worldwide. We are capitalized at...

At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team. The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...

At Allianz Global Investors, we foster professionalism, fulfilment, and an inclusive environment. Do you want to be part of a leading active asset management company? Join us as a Compliance Manager in Hong Kong within the Investment Compliance team.The Investment Compliance team in Asia Pacific (AP) is based in Hong Kong and is responsible for executing a...

About the Asian Infrastructure Investment BankThe Asian Infrastructure Investment Bank (AIIB) is a leading multilateral development institution dedicated to financing infrastructure that is green, technology-enabled and promotes regional connectivity. With 110 approved members worldwide and a capitalization of USD100 billion, AIIB plays a vital role in...

Job DescriptionWe are seeking an experienced Compliance Manager to join our team in Hong Kong. As a key member of our Investment Compliance team, you will be responsible for ensuring that all AllianzGI's activities in Asia Pacific offices comply with regulatory requirements.Key Responsibilities:Develop and maintain policies, procedures, and controls to...

Ashford Benjamin is seeking a Compliance Generalist to support our team in Hong Kong. This exciting opportunity will provide the chance to gain exposure in the APAC region, covering alternative investment funds.The role is responsible for providing compliance advisory to fund businesses, managing employee compliance matters, staying updated on rules and...

Our client is actively hiring a Compliance Manager who has worked at a known investment manager running market-neutral strategies. We are interested in junior to senior level candidates. This is a active hire.  Job Description:Report directly to the Chief Operating Officer (CCO) while collaborating with a compliance colleague. Oversee regulatory...

About the Role: Allianz Global Investors is a leading global active asset manager seeking an experienced Compliance Risk Manager to join our team. As a key member of our Investment Compliance team, you will be responsible for managing regulatory risks and ensuring that our investment activities comply with all relevant laws and regulations.The successful...

Senior Compliance Manager (Investment and Insurance focused) - Compliance Division Job No.: 498594Employment Type: Full timeDepartments: Legal & Compliance and Operational Risk Management DepartmentJob Functions: Legal Responsibilities: Provide advisory services to business units regarding regulatory compliance issues on investment or insurance...

About the Role:We are seeking a highly skilled Compliance Risk Manager to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in Asia Pacific satisfy regulatory requirements and internal policies.Key Responsibilities:Contribute to the development and...

About This Opportunity:Allianz Global Investors is a leading global active asset manager. We invest for the long term and want to create value for clients every step of the way. Our focus on enhancing our clients' assets leads naturally to a commitment to sustainability for positive change. Our goal is to enhance the investment experience for clients,...

At Allianz Global Investors, we strive to maintain a high level of professionalism and foster an inclusive work environment.The Investment Compliance team in Asia Pacific is responsible for executing a global compliance program that includes advisory services, training, monitoring, and reporting for investment activities across research, portfolio...

Company Overview  Macrowaters Asia Fund Management Limited is a forward-thinking investment firm that focuses on providing innovative solutions to investors. Our team of experts has extensive experience in alternative investment management, and we are committed to delivering consistent returns to our clients.  At Macrowaters Asia Fund Management Limited,...

About iCapital">iCapital is a leading financial technology platform powering the alternative investment marketplace.Our innovative platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.iCapital services global client assets...

We are seeking a seasoned investment professional to join our team at DBS Bank. As a Senior Investment Counselor, you will play a critical role in driving sales growth and expansion in the investment business.About the RoleDevelop and implement sales strategies to meet business objectives.Lead and manage high-performing sales teams to achieve sales and...

Company Our client is a global multi-billion-dollar Hedge Fund with a dynamic and collaborative culture. The Role: This powerhouse is currently seeking a driven Senior Associate/ VP, Compliance (Japanese Speaker) to join their ever-growing team due to organic growth - can be based in their Hong Kong, Singapore, or Japan office.  You will work closely with...