Investment Regulations Manager

At SAFE Investment, we are seeking a highly motivated and detail-oriented Investment Analyst Trainee to join our team. The successful candidate will have the opportunity to develop their skills and knowledge in investment analysis, portfolio management, and trading.We are looking for young talented individuals to join our 2-year investment trainee program....

Investment Trainee Program We look for young talented individuals to join our 2 year investment trainee program. The program is designed to prepare candidates for further advancement in investment teams including fundamental research, systematic investing, and trading team. Qualified trainee will become investment analyst or trader afterwards. Through the...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading exchange group that facilitates the flow of capital, ideas and innovation between Asia's most dynamic markets. We are committed to our purpose of connecting, promoting and progressing our markets and communities for the prosperity of all.Job Description:The Market Surveillance &...

Job Description:As a Senior Investment Operations Specialist within the Maybank Investment Banking Group, you will play a pivotal role in ensuring the seamless execution of equities settlement on both Hong Kong and overseas markets. Your primary responsibilities will include monitoring pre-matching status, post-trade processing, stock reconciliation, Initial...

EC1 Partners, a leading FinTech talent platform, is seeking a highly skilled Finance Regulation Expert to join its team in Hong Kong. Job Responsibilities:Manage financial regulation and compliance for APAC entities, ensuring accurate reporting and timely submissions.Develop and maintain finance policies aligned with regulatory standards.Oversee safeguarding...

Job DescriptionOmni Group Asia Ltd. is seeking a seasoned Portfolio Manager to join our team.About the RoleWe are looking for an experienced investment professional to lead our fixed income investment portfolios under relevant regulations and specific requirements. The ideal candidate will have a strong track record of managing SFC authorized public funds...

Job ResponsibilitiesConduct in-depth analysis of the U.S. and Hong Kong markets to provide regular related investment strategies including macroeconomic trends, industry patterns, market structures, and regulatory environments Working closely with Macro Expert and Equity Research Analyst to share insights and help formulate global investment strategies...

We are seeking a seasoned investment professional to join our team at DBS Bank. As a Senior Investment Counselor, you will play a critical role in driving sales growth and expansion in the investment business.About the RoleDevelop and implement sales strategies to meet business objectives.Lead and manage high-performing sales teams to achieve sales and...

Job RequirementsTo be successful in this role, you will need to have a minimum of 15 years of experience in project management, with a focus on regulatory reporting and automation within investment banking or wealth management.ResponsibilitiesManage cross-functional teams to drive project success.Ensure compliance with CFTC, BAFT, and OTC regulations across...

Responsibilities:Provide regular investment market and strategy updates that cover macroeconomic trends, industry patterns, market structures, and regulatory environments. Maintain a proactive collaborative relationship with relationship managers to identify client needs, enhance clients' understanding of products, services, and investments, and provide...

Responsibilities: Assist Investment consultant in analyzing market trend and preparing investment proposal Handle order execution on all asset classes including FX, bond, equity, ELN, mutual funds and alternative investments Provide comprehensive support to investment consultants Provide professional and excellent service to key clients of private...

Company OverviewThe Asian Banker is home to Asia's most dynamic and vibrant capital markets. Our company connects capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.About UsWe are a purpose-driven organization. Our commitment to...

We are looking for a Senior Project Manager to lead our Regulatory Reporting Automation project in investment banking and wealth management.This project aims to automate regulatory reporting processes, ensuring compliance with CFTC, BAFT, and OTC regulations while driving efficiency through automation.The successful candidate will have a strong background in...

Job DescriptionWe are seeking an experienced Treasures Investment Counsellor to join our team at DBS Bank (Hong Kong) Limited.About the RoleThis is a key position that requires a professional with strong sales management and coaching skills to lead and drive sales performance of frontline sales staff, ensuring they achieve overall sales and service targets...

Pension Fund Investment Operations ExpertArgyll Scott is seeking an experienced Pension Fund Investment Operations Expert to join their team in Hong Kong. This role involves managing pension fund investment operations, ensuring compliance with legislation and regulations, and maintaining strong relationships with clients.2-4 years of experience in pension...

Investment Analyst for Pension FundsA leading client is seeking an Investment Analyst for Pension Funds to join their expanding team in Hong Kong.The successful candidate will be responsible for analyzing investment opportunities, managing risk, and providing recommendations to clients.2-4 years of experience in pension fund investment operationsStrong...

About UsNan Fung Group is a financial investment arm that focuses on multiple asset classes, including public securities, structured products, private direct investments, and private fund of funds.We manage assets for the Group and third-party institutional and professional investors. Our licensed activities include Type 1 (Dealing in Securities), Type 4...

Responsibilities Understand customer's asset status, risk tolerance, investment orientation and expected return rate to provide customers with comprehensive, holistic recommendations Continue to provide professional and excellent investment advice to key clients of private banking and customer relationship managers, including but not limited to wealth...

We are a dynamic company seeking an Investment Transaction Lawyer to join our team. As a trusted advisor, you will play a critical role in shaping our company's legal strategy and ensuring compliance with complex regulations.The ideal candidate will possess a deep understanding of investment transactions, mergers & acquisitions, private equity, venture...

Financial Consultant, Wealth ManagementAbout the Role: As a Financial Consultant in our Private Banking division, you will play a key role in analyzing market trends and preparing investment proposals. You will handle order execution on all asset classes and provide comprehensive support to investment consultants.Key Responsibilities:Analyze market trends...