Investment Compliance Specialist
2 days ago
About the Position:
We are looking for an experienced Investment Compliance Specialist to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in Asia Pacific comply with regulatory requirements and internal policies.
Key Responsibilities:
- Develop and implement compliance policies, procedures, and controls.
- Provide guidance, advice, and training to staff members on investment compliance matters.
- Analyse and monitor pre-trade requests, compliance monitoring activities, and report findings.
- Collaborate with the Global Sanctions Coordinator on economic sanctions matters.
- Support guideline coding, review of pre-trade guideline breach alerts, and analysis of post-trade guideline breaches.
- Perform outsourcing controlling activities as needed.
- Lead or participate in internal compliance reviews.
- Prepare and present compliance reports to senior management.
Required Skills and Qualifications:
- University degree in law, business management, or similar.
- 6+ years' experience in the financial industry with a focus on asset management, governance functions, and portfolio management.
- Sound understanding of current issues affecting the financial services industry and knowledge of operational and regulatory frameworks.
- Working knowledge of Bloomberg is preferred.
- Experience with investment guidelines coding is preferred.
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