Compliance Expert for APAC Markets

2 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

Ashford Benjamin is partnering with a leading asset manager to hire a seasoned compliance professional for their Hong Kong office. This exciting opportunity allows Compliance Specialists to gain valuable experience in the APAC region, covering alternative investment funds.

The role involves providing expert compliance advice to fund businesses, managing employee compliance matters, staying updated on relevant rules and regulations, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general compliance matters.

Candidates should have at least 3 years of experience in compliance covering fund businesses, a solid understanding of SFC type 1, 4, 9 rules and regulations, and proficiency in Chinese.

This position requires a mid-to-senior level professional who can effectively communicate compliance risks and recommendations to stakeholders.

Job Function

Legal, Finance, and Business Development

Industries

Staffing and Recruiting, Legal Services, and Financial Services


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