APAC Regional Compliance Director
3 days ago
We are seeking a highly skilled and experienced professional to lead our APAC regional compliance efforts. As Head of Asia Pacific Regulatory Affairs, you will be responsible for ensuring that our business operations in the region are compliant with all relevant laws and regulations.
This role requires a strong understanding of regulatory requirements in APAC, as well as excellent leadership and communication skills. You will work closely with our global compliance team to develop and implement effective compliance programs, and provide guidance and support to our APAC-based employees.
Main Responsibilities:
- Act as the primary point of contact for regulatory inquiries from APAC-based employees and third-party vendors.
- Develop and maintain relationships with key regulators in the region, including the Hong Kong SFC.
- Provide training and guidance on compliance matters to APAC-based employees.
- Liaise with other departments, such as Risk and Legal, to ensure effective implementation of compliance policies and procedures.
- Conduct regular risk assessments and audits to identify potential compliance risks in the region.
Requirements:
- 10 years' experience in compliance or a related field, with a minimum of 5 years' experience in APAC.
- Prior experience working with regulators in the region, including the Hong Kong SFC.
- Excellent leadership and communication skills, with the ability to work effectively with employees at all levels.
- Strong analytical and problem-solving skills, with the ability to identify and mitigate compliance risks.
- Demonstrated knowledge of regulatory requirements in APAC, including those related to investment and markets compliance.
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