Compliance Risk Advisor

Ashford Benjamin is seeking a highly skilled Regulatory Compliance Advisor to join our client's team in Hong Kong. In this full-time position, you will be responsible for providing compliance advisory to fund businesses, managing employee compliance matters, staying updated on rules and regulations, establishing effective compliance programs, implementing...

iCapital is expanding its presence in the APAC region and seeks a highly skilled Compliance Officer to join its team. This individual will play a pivotal role in ensuring the company's compliance with regulatory requirements and will contribute to the development of a comprehensive compliance strategy.This dynamic and challenging role offers a unique...

iCapital is a leading fintech platform powering the world's alternative investment marketplace. Our financial technology has revolutionized how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We have transformed the industry by providing a...

Moodys Investors Service seeks a highly experienced Senior Regulatory Advisor to lead our APAC Compliance efforts. The ideal candidate will have more than 20 years of experience in one of the following fields:Compliance professional with a demonstrated record of excellenceLicensed attorney or foreign attorney practicing in an APAC jurisdictionSenior risk...

At Unicorn Advisor (HK) Limited, we are seeking a skilled Risk Management Specialist to join our team.About the RoleWe are looking for an experienced professional with a background in front office experience in investment banking or other financial institutions. You will be responsible for providing risk management services to high net worth clients.Key...

Ashford Benjamin is hiring a skilled Financial Integrity Advisor to support our global financial institutions in maintaining the highest standards of integrity.This role requires strong knowledge of financial crime prevention strategies and regulations, with the ability to communicate complex information effectively to senior stakeholders.Main duties...

We are looking for a Senior Regulatory Advisor to join our team at Moody's Investors Service. As a key member of our Compliance team, you will play a critical role in ensuring the successful implementation of our Compliance Program in the APAC region.The ideal candidate will have:More than 20 years of experience in Compliance, law, or risk...

Job Description:The Compliance Director will be responsible for overseeing compliance with applicable regulations for life and non-life insurance. This includes advising and reporting to the entity's management and CEO/GM on compliance matters and associated risks, providing support and guidance to various Business Units on compliance-related issues, and...

Job Summary">We are seeking a highly skilled Risk and Compliance Analyst to join our Risk department. The successful candidate will have experience in financial crime compliance and will be responsible for investigating suspicious transactions, conducting reviews, and providing recommendations for improvement.">About the Position">This role requires a strong...

About Polymer CapitalPolymer Capital Management is a market-neutral, multi-manager investment platform based in Asia. We combine established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region's best investment talent.Our MissionTo provide comprehensive risk management solutions to...

We are seeking a highly skilled Senior Compliance Analyst/Compliance Officer to join our team in Hong Kong. The successful candidate will be responsible for providing critical support on all FTIA and other group companies' compliance, MLRO, and governance activities.About the RoleThe role serves as the main point of contact for a regulator and serves as...

iCapital is a pioneering financial technology platform that empowers the world's alternative investment marketplace. Our innovative solutions have transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.With a presence in Hong Kong,...

Senior Manager/Manager - Regulatory ComplianceWe are seeking an experienced Senior Manager/Manager to join our Regulatory Compliance Department at HKMC Annuity Limited. As a key member of our team, you will play a critical role in ensuring the company's compliance with regulatory requirements, developing and maintaining compliance policies and procedures,...

Our ideal candidate is a seasoned Data Protection Officer with a strong background in data governance, risk management, and compliance. As a leader in our organization, you'll be responsible for developing and implementing data protection policies and procedures that align with industry best practices. With a focus on employee education and collaboration...

Kinetic Academiks is a forward-thinking company dominating the multilingual space in Hong Kong. With a focus on serving all ethnicities professionally, we bring energy, innovation, and trend anticipation to our work. Our team is dedicated to turning dreams into reality. Role Description This is a full-time on-site role for a Financial Advisor located in...

MUFG is seeking a Legal Advisor to join our APAC Finance Operations team. As a trusted advisor to the business, you'll provide commercially sensitive, pragmatic, and practical legal support and advice to MUFG's senior management and business units.The successful candidate will have extensive experience in corporate and investment banking, with a strong...

The role of Compliance Risk Manager HK requires a strong understanding of anti-money laundering regulations and a proven track record of managing compliance risks. As a key member of the Financial Crime Compliance Department, you will assist in handling tasks related to AML/CFT/Sanctions compliance, including review accounts, advisory support, and...

About Us:Transak is a leading provider of blockchain and cryptocurrency solutions. We're looking for a highly skilled Compliance Risk Manager to join our team in Hong Kong.Job Description:Develop and maintain compliance policies, procedures, and frameworks to ensure adherence to Hong Kong regulations.Conduct regular risk assessments to identify potential...

Senior Legal Advisor for Global RetailHughes-Castell is seeking an experienced Senior Legal Advisor to join its global retail team. As a Senior Legal Advisor, you will provide strategic legal advice to senior management on commercial law matters, manage risks, and handle disputes. The ideal candidate has 3+ years of in-house legal experience and extensive...

Job SummaryWe are looking for a seasoned risk management professional to lead our client's Risk Management Department as an AVP/VP in Enterprise Risk Control. This role requires a strong background in risk governance, regulatory compliance, and enterprise risk management.Main Responsibilities:Develop and maintain a robust risk assessment framework to ensure...