Regulatory Compliance Professional

At Futu Securities International (Hong Kong) Limited, we are seeking a skilled Regulatory Compliance Professional to join our team.Job Description:As a key member of our compliance department, you will play a crucial role in ensuring that our business operations comply with all relevant laws and regulations.You will conduct thorough investigations into...

Regulatory Counsel Lead Job SummaryWe are seeking an experienced Regulatory Counsel Lead to join our team at The Professional Body Hong Kong. As a key member of our regulatory affairs department, you will lead the development and implementation of regulatory strategies to ensure compliance with relevant laws, regulations, and standards.Key...

Company OverviewThe Professional Body Hong Kong, a leading regulatory organization, seeks an experienced professional to join its team as Senior Regulatory Affairs Specialist. In this role, you will be responsible for reviewing, revising, and establishing regulations and policies that align with the organization's goals and objectives.Job DescriptionDevelop...

Job Title: Law Policy and Compliance OfficerThe Professional Body Hong Kong, a premier regulatory organization, invites applications for a Law Policy and Compliance Officer position. In this key role, you will play a critical part in developing and implementing regulatory strategies to ensure the organization's compliance with relevant laws, regulations, and...

Join Our Team as a Senior Compliance Professional">JC Executive Search is recruiting a Senior Compliance Professional to join our team. The ideal candidate will have extensive experience in compliance and a strong understanding of regulatory requirements.About the Role">You will work closely with our clients to develop and implement effective compliance...

Regulatory Compliance RoleWe are looking for a skilled regulatory compliance professional to join our global platform. The role involves providing regulatory compliance advisory services to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

Job DescriptionCompliance SpecialistThis role is a key position within our organization, focused on ensuring compliance with regulatory requirements. The successful candidate will have expertise in managing SFC licensing processes for employees and overseeing Personal Account Dealing activities to prevent conflicts of interest and insider trading.The ideal...

Key Responsibilities:As a Compliance Manager at ConnectedGroup, you will be responsible for the following key responsibilities:Compliance Framework Development: Design and implement comprehensive compliance frameworks to ensure alignment with industry regulations.Risk Management: Collaborate with cross-functional teams to execute annual compliance plans,...

Company Overview:Transak, a pioneer in web3 payments, is expanding rapidly and seeking a driven Regulatory Compliance Specialist for Hong Kong. Partnering with giants like MetaMask and backed by top VCs, we're offering a significant opportunity in the blockchain and cryptocurrency sphere.Key Responsibilities:Assist in the development and maintenance of...

About the Role iCapital is seeking an experienced Compliance Officer to join its APAC Regulatory and Compliance Team. This role involves assisting with various regulatory activities at both the firm level and for investment vehicles. The successful hire will be responsible for handling regulatory and compliance matters for iCapital's APAC business, working...

At Vistra, we believe that our clients have the power to drive global progress. We exist to remove the complexity of global business and help them achieve their goals without friction.We are seeking a Regulatory Monitoring Manager to join our team in Hong Kong. This contract position will allow you to make a significant impact on our Global Incorporations...

The Regulatory Compliance Specialist role at Schultecruise involves ensuring the organization complies with all regulatory requirements relating to Know Your Customer (KYC) and sanctions compliance. This includes implementing, monitoring, conducting due diligence, addressing regulatory risks, and enhancing the organization's KYC and sanctions compliance...

ResponsibilitiesThis is an excellent opportunity for a compliance professional to take on a key role in a reputable asset management firm in Hong Kong.The successful candidate will be responsible for:Collaborating with internal stakeholders to ensure effective implementation of compliance policies and proceduresConducting research and analysis to stay...

Talent Acquisition Partner | HRBP | Matrixport ABOUT US Established in 2019, Matrixport is the world's leading hub for all-in-one crypto financial services. We are committed to building an entry-grade ecosystem for the crypto space, by providing every user with a personalized super account that integrates products and services of crypto assets trading,...

Job Description:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Chemill Pharma Ltd. This role will be responsible for ensuring compliance with local and international regulations in the areas of pharmacovigilance, quality assurance, and regulatory affairs.About the Role:This is a mid-senior level position that requires a...

Company Overview">Global Consultancy Hong Kong is a leading consultancy firm in the asset management and funds sector.We offer expert advice and support to clients on regulatory compliance matters.">Job Responsibilities">Advise clients on licensing applications, regulatory submissions, and ongoing compliance obligations.Develop and enhance compliance...

About Us - LU AN CREDIT is a fast-growing money lending company focused on SME lending. We are committed to delivering exceptional customer experiences while maintaining the highest standards of regulatory compliance.Job Summary:We are seeking a talented Regulatory Compliance Officer to join our team, ensuring we stay ahead of regulatory...

Overview:Futu Securities International (Hong Kong) Limited is a leading financial services provider, and we are seeking an experienced Compliance Manager to join our team.Responsibilities:Licensing and Compliance: Assist in supervising licensing-related works and providing expert advice on licensing issues to ensure compliance with relevant...

Regulatory Governance Professional - APACA reputable asset manager is seeking an experienced regulatory governance professional to join their team in APAC. The role involves providing regulatory compliance advisory services to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs, and overseeing general...