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Hong Kong Regulatory Compliance Professional

1 week ago

Hong Kong, Central and Western District, Hong Kong SAR China iCapital Full time

About the Role

iCapital is seeking an experienced Compliance Officer to join its APAC Regulatory and Compliance Team. This role involves assisting with various regulatory activities at both the firm level and for investment vehicles. The successful hire will be responsible for handling regulatory and compliance matters for iCapital's APAC business, working collaboratively with other members of the APAC team.

Key Responsibilities

  1. Develop and implement a robust compliance program to support iCapital's growth across APAC.
  2. Collaborate closely with senior management, colleagues, regulators, and external partners & stakeholders to identify and mitigate potential risks.
  3. Establish and maintain effective policies, procedures, and internal controls to ensure compliance with APAC regulations.
  4. Provide guidance and training on compliance topics to Senior Management as needed.