Hong Kong Compliance Lead
3 days ago
About the Company
">iCapital is a leading financial technology platform powering the alternative investment marketplace.
">The Job
">We are seeking an experienced Compliance Officer to join our team, based in Hong Kong.
">Key Responsibilities
">- Support the development of a compliance strategy and guidelines to support the firm's growth across APAC.
- Work closely with senior management, colleagues, regulators, and external partners & stakeholders to anticipate risks to the firm and its clients and mitigate them.
- Develop and implement appropriate policies and procedures as well as internal controls, and test and monitor in the context of the business model to ensure that iCapital meets its regulatory obligations in APAC.
Requirements
">- 5+ years of experience in compliance, business controls, operations and regulatory experience with a financial entity regulated by SFC.
- Possess sufficient knowledge of regulations pertaining to SFC's Type 1, 4 and 9 license.
- General Compliance knowledge in AML/KYC, code of conduct, gifts and entertainment, personal account dealing, compliance monitoring, regulatory reporting etc., in Hong Kong.
- Able to work within the fast-paced, growing and constantly evolving structure of a high-growth firm.
-
Compliance and Procurement Lead
3 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Cyberport Hong Kong Full timeJob DescriptionCyberport Hong Kong is seeking a Senior Manager to lead our procurement and compliance functions. The successful candidate will have a strong background in procurement, contract management, and compliance, with excellent communication and interpersonal skills.Key Responsibilities:Review and optimize procurement strategy and processes to...
-
Lead AML Compliance Strategist
6 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full timePure Hong Kong is a leading organization in the field of Anti-Money Laundering (AML). We are currently seeking a highly skilled and experienced professional to join our team as a Lead AML Compliance Strategist.The RoleAs a subject matter expert in AML, this individual will be responsible for providing advisory services to various business lines, developing...
-
Senior Compliance Executive Hong Kong
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Madison Pearl Full timeJob Description:Madison Pearl is seeking a seasoned Chief Compliance Officer with a deep understanding of Anti-Money Laundering (AML) procedures to lead our compliance department.The successful candidate will be responsible for formulating and implementing the bank's overall compliance strategy, in support of its long-term goals and growth objectives.You...
-
Senior Compliance Advisor in Hong Kong
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full timeWe are seeking an experienced Senior Compliance Advisor to join our client's Hong Kong team. As a key member of the compliance department, you will be responsible for providing high-level guidance on regulatory requirements, developing and implementing compliance policies, and ensuring ongoing compliance monitoring.Key responsibilities include:Providing...
-
Regulatory Compliance Lead
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Institute of Certified Public Accountants (HKICPA) Full timeThe Hong Kong Institute of Certified Public Accountants (HKICPA) is looking for a highly skilled Regulatory Compliance Lead to join its Membership and Admission Department.In this role, you will be responsible for ensuring the Institute's compliance with relevant laws and regulations. You will develop and implement policies and governance frameworks that...
-
Compliance Team Lead
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Polymath Search Full timeKey Responsibilities:Support the regional business by handling regulatory and compliance matters.Collaborate with senior management, internal and external stakeholders to ensure effective implementation of policies and procedures.Develop and implement compliance strategies and guidelines to support the firm's growth.The ideal candidate will have strong...
-
Compliance Lead for Banking Operations
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full timeCompany OverviewDBS Bank (Hong Kong) Limited is a leading financial institution that prides itself on its commitment to upholding the values of trust and integrity. We believe in maintaining a good standing with all our regulators, customers, and business partners, and ensuring that our interests are protected by zealously guarding and enhancing our...
-
Hong Kong, Central and Western District, Hong Kong SAR China Global Sage Hong Kong Full timeCompany Overview:Global Sage Hong Kong is a leading investor in Social Infrastructure, with a strong presence in the UK and Europe. We are committed to delivering exceptional returns while making a positive impact on communities.Job Description:The Director of Investment will play a critical role in driving our Social Infrastructure business forward. Key...
-
Mental Health Professor in Hong Kong
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong University Full timeWe are seeking an accomplished professor to lead our Population Mental Wellness initiative at the University of Hong Kong. The successful candidate will possess a strong background in epidemiology, biostatistics, public health, psychology, or a related field, with a proven track record of high-quality research and teaching.Key responsibilities:Developing and...
-
Senior Compliance Associate
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Polymath Search Full timeResponsibilities and RequirementsMonitoring and advising on regulatory compliance matters for SFC licensed entities (Type 1 & 4).Preparing license applications, conducting regulatory filings, and coordinating with local regulatory officials as necessary.Developing, maintaining, and testing compliance processes to ensure adherence to applicable laws,...
-
Compliance Expert Leader for Investment Banking
6 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full time**Job Summary:**We are seeking a seasoned Compliance Expert to lead our Hong Kong Investment Banking team.As an important member of the Pure Hong Kong Compliance Team, you will report directly to the Head of Compliance HK and be responsible for providing critical compliance advice to our Global Investment Banking Business.You will also oversee key regulatory...
-
Hong Kong Financial Planner Role
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Hong kong Full timeJob DescriptionThis AXA Financial Planning position is located in Hong Kong SAR and involves providing comprehensive financial planning advice and solutions to valued clients, analyzing their financial goals and objectives, and recommending suitable investment strategies and products to meet their needs.You will work closely with clients to develop...
-
Chauffeur Job Opportunity in Hong Kong
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Airport Authority Hong Kong Full timeWe are seeking a reliable and experienced driver to provide executive transportation services in Hong Kong and Mainland China.Key Responsibilities:Transport senior executives, staff, and guests in a timely and efficient mannerEnsure the safety and security of passengers at all timesMaintain a high level of professionalism and courtesy when interacting with...
-
Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full timeAt DBS Bank (Hong Kong) Limited, our Group Legal, Compliance & Secretariat team plays a vital role in safeguarding the bank's interests and reputation. Our mission is to maintain a good standing with regulators, customers, and business partners by upholding trust and integrity for all stakeholders.We are seeking an experienced Fraud Prevention Specialist to...
-
Hong Kong Fencing Development Manager
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Sports Institute Full timeJob DetailsThis is a fixed-term contract position as an Assistant Fencing Coach at the Hong Kong Sports Institute. The successful candidate will be responsible for developing and implementing comprehensive training programs for elite athletes in Hong Kong.ResponsibilitiesThe key responsibilities of this role include:Designing and implementing training...
-
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong University Full timeAppointment Details:The Department of Anaesthesiology, School of Clinical Medicine at the Hong Kong University invites applications for tenure-track clinical professor/clinical associate professor/clinical assistant professor positions. Successful candidates will contribute to the department's mission in education, research, and patient care.Role...
-
Compliance Manager
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full timeThe Company Our client is a banking group which going through expansions in different business, with strong presences in Asia, provide excellent career opportunities and staff benefits. As part of an important part of HK Compliance Team, they are now looking for a Compliance Manager to work under their AML Compliance Team. The Role As part of the team...
-
Hong Kong Workstation Business Lead
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Avature Full timeAs a Hong Kong Workstation Business Lead, you will be responsible for driving business growth and achieving financial/market share targets in the Hong Kong Workstation market. This role requires strong business acumen, robust business planning, and execution skills.Key responsibilities include prioritizing lists of accounts/prospects for short and long-term...
-
Hong Kong Digital Marketing Lead
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Arakaki Tsusho (Hong Kong) Limited 新垣通商(香港) Full timeAbout Us:Arakaki Tsusho (Hong Kong) Limited is a dynamic and growing company that specializes in importing and exporting high-quality Japanese products to various markets around the world. Our company is committed to providing exceptional customer service and building long-term relationships with our clients. As a Facebook Ads specialist, you will play a...
-
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Airlines Ltd Full timeAt Hong Kong Airlines Ltd, we value our pilots as key members of our team. As a Boeing 787 Captain, you will play a critical role in ensuring the safe and efficient operation of our fleet.Key ResponsibilitiesSafe and effective management of B787 aircraft operations.Maintenance of high standards of safety and compliance with regulatory requirements.Leadership...