Senior Compliance Executive Hong Kong

2 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Madison Pearl Full time

Job Description:

Madison Pearl is seeking a seasoned Chief Compliance Officer with a deep understanding of Anti-Money Laundering (AML) procedures to lead our compliance department.

The successful candidate will be responsible for formulating and implementing the bank's overall compliance strategy, in support of its long-term goals and growth objectives.

You will act as the Bank's primary liaison with regulators, including the Hong Kong Monetary Authority (HKMA), Securities and Futures Commission (SFC), and Insurance Authority (IA), on all compliance-related matters.

Key responsibilities include:

  • Developing and implementing a robust compliance framework to identify, assess, and monitor compliance risk.
  • Establishing the Bank's compliance policies and guidelines.
  • Leading the timely execution of the compliance program.
  • Ensuring the compliance department is adequately resourced and staffed.

Requirements:

  • University degree in Accountancy, Finance, or Law with a minimum of 15 years' relevant experience in regulatory compliance and AML/CFT compliance in the banking industry or banking regulators.
  • Experience with FATCA and CRS matters is highly preferred.
  • Holder of CAMLP/CAMS certification; IT security certification is preferred.
  • Comprehensive knowledge of statutory and regulatory requirements in banking and AML/CFT-related matters.
  • Strong experience in banking practices, operational procedures, and IT control matters.
  • Excellent analytical and judgmental skills.
  • Strong leadership, interpersonal, and communication skills.
  • Proficiency in both written and spoken English and Chinese; fluency in Putonghua is a must.
  • High level of integrity and ethical standards.


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