Compliance Expert Leader for Investment Banking

About the RoleOur client, Ashford Benjamin, is a global investment bank based in Hong Kong. We are currently seeking a seasoned Regulatory Compliance professional to join our Global Markets team. The successful candidate will be responsible for providing expert advice on regulatory matters, reviewing new business initiatives, and ensuring ongoing compliance...

Company OverviewKingfisher Executive Search (HK) Limited is a premier executive search firm that specializes in recruitment solutions for the financial industry. Our expertise lies in providing exceptional talent to support the growth and development of our clients.Sector ExpertiseWe possess in-depth knowledge of the investment banking sector, enabling us to...

Company OverviewMAYBANK INVESTMENT BANKING GROUP is a leading investment bank in the Asia-Pacific region. We are committed to providing excellent service and innovative solutions to our clients.

Job RequirementsTo be successful in this role, you will need to have a minimum of 15 years of experience in project management, with a focus on regulatory reporting and automation within investment banking or wealth management.ResponsibilitiesManage cross-functional teams to drive project success.Ensure compliance with CFTC, BAFT, and OTC regulations across...

This range is provided by Argyll Scott. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range About the Client: We are seeking a highly experienced Regulatory Reporting Automation Project Manager to lead and manage critical projects focused on automating regulatory reporting processes for our...

Develop, implement, and maintain compliance policies and procedures aligned with regulatory requirements and industry best practices. Provide expert guidance on regulatory developments and their implications for the firm's investment strategies and operations. Collaborate with investment teams to assess compliance risks associated with new products,...

Join Mitsubishi UFJ Financial Group (MUFG) as a Legal Expert for Banking Transactions and take your career to new heights!In this exciting role, you will have the opportunity to work on complex corporate and investment banking transactions, develop your expertise, and contribute to the success of our business.Key Responsibilities:Provide expert legal advice...

Are you a results-driven sales leader looking to take your career to the next level? We are seeking a skilled Investment Sales Manager to join our team at DBS Bank.About the RoleDevelop and implement sales strategies to meet business objectives.Lead and manage high-performing sales teams to achieve sales and service targets.Collaborate with cross-functional...

About the PositionAllianz Global Investors seeks an experienced Regulatory Compliance Specialist to join its Investment Compliance team in Asia Pacific. The successful candidate will be responsible for ensuring compliance with regulatory requirements and internal policies across various aspects of investment activities.Your Key ResponsibilitiesDesign and...

Job DescriptionThe AP Investment Compliance team forms a key part of the Global Investment Advisory Compliance Team and works closely with the other Compliance and Legal teams in AP to ensure compliance with Group policies and standards, Asian regulatory requirements, client needs, and industry standards. The team collaborates closely to harmonize policies,...

Job OverviewThe Maybank Investment Banking Group is seeking a skilled Analyst to join its team, responsible for ensuring seamless equities settlement across both Hong Kong and overseas markets.

Company OverviewMaybank Investment Banking Group is a leading financial institution in Asia, providing a wide range of financial services to individuals, corporations and governments. Our investment banking division provides innovative solutions to clients across various industries, while our securities business offers a comprehensive range of products and...

Company Overview We are Gravitas Recruitment Group (Global) Ltd, a leading global recruitment agency specializing in the placement of technical professionals into investment banking roles. Our client, a top-tier investment bank, is seeking a mid-senior level Java developer to join their front office technology team. The successful candidate will have the...

Our StoryBalfour Capital Group is a leader in the financial services industry, driven by a passion for innovation and excellence.We offer a unique opportunity for experienced sales professionals to join our team as Investment Advisors, working alongside a talented group of experts to deliver exceptional financial solutions to our clients.This is a...

Pension Fund Investment Operations ExpertArgyll Scott is seeking an experienced Pension Fund Investment Operations Expert to join their team in Hong Kong. This role involves managing pension fund investment operations, ensuring compliance with legislation and regulations, and maintaining strong relationships with clients.2-4 years of experience in pension...

We are seeking an Investment Solutions Expert to join our APAC team in Hong Kong. In this role, you will be responsible for developing and implementing investment solutions that meet the needs of our clients.Your key responsibilities will include:Validating and advising on structured products sold by SGProducing or reviewing trade documentation relating to...

Overview:An exciting opportunity has arisen for a skilled Executive Administrative professional to join our Investment Banking Division. We are looking for someone who can provide exceptional administrative support to our team.Key Responsibilities:Provide administrative support to the investment banking teamPrepare presentation materials, schedule meetings...

iCapital is powering the world's alternative investment marketplace through its innovative financial technology platform. Our platform has revolutionized how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.iCapital services a significant portion...

A dynamic and ambitious EA is required to join our client's IBD team in their investment banking division.Our client is a premier global investment bank with a long history of delivering exceptional results.About the JobSupport the investment banking team by providing high-quality administrative assistance, including data entry, document preparation, and...

Company Overview:We are a top-tier investment bank with global business operations. Our mission is to provide exceptional client service and deliver innovative solutions. We are seeking an experienced administrative professional to join our team.Salary:This role offers a highly competitive compensation package, reflecting the bank's commitment to attracting...