Career Opportunities in Investment Management
4 days ago
Wellington Management Company, LLP offers a comprehensive range of investment management capabilities that cater to the diverse needs of institutional clients worldwide. Our team of experts draws on a robust body of proprietary research and fosters a collaborative culture that encourages innovative thinking and strategic debate.
About the RoleThe Legal, Compliance, and Risk Business Associate (BA) Program is an exciting opportunity for graduating undergraduate students to embark on a rewarding career journey within our firm. This three-year program based in Hong Kong provides a unique platform to gain insight into our industry, firm, and culture, as well as knowledge of the various business divisions that support our investment management business.
Program Overview- This rotational program will help you develop your business and technical skills while assimilating into the firm, your job, and our culture.
- You will work alongside experienced professionals to help you discover your long-term fit within the firm and be placed into positions that are complementary to your skills, interests, and business needs.
- BAs have successfully transitioned into roles on their current BA teams, onto other teams in the firm, and into other offices worldwide.
The Legal, Compliance, and Risk division is a global team comprised of highly collaborative teams that support all aspects of our business, including Legal, Compliance, Enterprise Risk, Internal Audit, and Regulatory Technology & Operations.
ResponsibilitiesIn this role, you will participate in a three-year rotational program, starting with the APAC Compliance function and subsequently transitioning to the Legal function. Your responsibilities may include:
- Supporting the HK Core Compliance team in handling licensing applications, regulatory surveys, and supervisory reports.
- Supporting the Public Markets Compliance team on wall crossing requests from brokers.
- Participating in our compliance testing program to verify the firm's compliance with its policies and procedures.
- Partnering with compliance officers and analysts on special projects supporting the compliance program.
- Project managing regulatory and business changes that center on legal or compliance considerations.
- Graduating undergraduates from all majors with a Bachelor's degree between 2024 and the summer of 2025.
- Highest ethical standards and personal and professional integrity.
- Demonstrated academic accomplishments.
- Proven leadership experience and participation in community service and extracurricular activities.
- Advanced skill in Microsoft 365 Excel and proficiency in Microsoft 365 Word and PowerPoint. Other advanced computer skills such as programming and AI tools are highly valued.
- Fluency in written and spoken English and the ability to read Chinese is preferred.
- Sharp quantitative, analytical, and problem-solving skills with the ability to synthesize information.
- A self-starter with a high level of intellectual curiosity and the ability to effectively prioritize tasks.
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