Financial Regulatory Compliance Expert

About Global Consultancy: As a leading consultancy in Hong Kong, we provide expert advisory services to clients in the asset management and funds sector. Our team is comprised of seasoned professionals who possess in-depth knowledge of SFC and HKMA regulations, enabling us to deliver comprehensive solutions that meet our clients' needs.This exciting...

Job SummaryWe are seeking a seasoned Regulatory Compliance Expert to join our team as North Asia Regulatory & Product Compliance Director. As a key member of our leadership, you will oversee the development and implementation of regulatory strategies that drive business growth while ensuring compliance with relevant laws and regulations.Key...

EC1 Partners, a leading FinTech recruitment firm, is seeking an experienced Finance Lead to join our team in Hong Kong.About the RoleWe are looking for a highly skilled individual to manage regulatory finance for APAC entities, including safeguarding, reporting, and compliance. The successful candidate will develop and update finance policies to meet...

Overview:Futu Securities International (Hong Kong) Limited is a leading financial services provider, and we are seeking an experienced Compliance Manager to join our team.Responsibilities:Licensing and Compliance: Assist in supervising licensing-related works and providing expert advice on licensing issues to ensure compliance with relevant...

About Our CompanyClassy Wheeler Limited is a leading securities brokerage firm in Hong Kong, seeking a skilled professional to join our compliance team. As a Compliance Officer, you will play a critical role in ensuring our operations align with regulatory requirements and maintain the highest standards of ethics and integrity.Key ResponsibilitiesDevelop and...

Improve market integrity by enforcing regulatory standards and contributing to a fair and transparent marketplace.About the Job:Play a pivotal role in upholding market integrity through effective surveillance and enforcement processes.Drive improvements in regulatory compliance and contribute to long-term market development.The client is seeking an...

Job DescriptionWe are looking for a Financial Regulatory Professional to join our team at Projob21 Ltd. in our North Asia Branch.Key ResponsibilitiesOversight of regulatory affairs and central compliance mattersSubject matter expert on regulatory changes and implementation of procedures and policiesManagement of regulatory survey/reporting,...

Larson Maddox is a leading financial services firm seeking a seasoned Compliance Expert - Trading to join our team.About the RoleThis is an exciting opportunity to work with a talented team of professionals and contribute to our growing business.You will be responsible for providing expert advice on compliance matters and ensuring that our trading activities...

Compliance Advisory RoleAshford Benjamin is seeking a seasoned Compliance Advisory professional to join our Global Markets team. The successful candidate will provide expert advice on regulatory compliance matters, review new business/proposals, and ensure adherence to relevant laws and regulations.Candidates must possess a strong understanding of financial...

Regulatory Compliance (VP) – Global MarketsWe are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

We are seeking a Financial Services Compliance Professional to join our team at Larson Maddox.About the RoleThis is an exciting opportunity to work in a dynamic environment and contribute to our growing business.You will be responsible for providing expert advice on compliance matters and ensuring that our trading activities meet regulatory requirements.Key...

Our client, a leading financial technology platform in Hong Kong and China, seeks an experienced Regulatory Expert to lead their compliance function. With a strong focus on innovation and growth, this is an exciting opportunity for a seasoned professional to join the company's leadership team.About ConnectedGroup LimitedConnectedGroup Limited is a pioneering...

Ashford Benjamin is seeking a highly experienced Global Markets Regulatory Expert to join our team in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance backgrounds to take their career to the next level.The successful candidate will be responsible for providing compliance advisory to global markets business,...

Regional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong KongAPAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong KongWe are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...

Job OverviewBowen Partners is an executive search and talent development firm in Hong Kong, committed to excellence in identifying top talent within Banking & Financial Services across Asia Pacific.We are seeking a seasoned enforcement professional with strong internal audit or compliance background to join our client's team.The ideal candidate will play a...

About the Team:We are seeking a Regulatory Affairs Expert to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in Asia Pacific comply with regulatory requirements and internal policies.Key Responsibilities:Develop and implement compliance policies,...

Regulatory Compliance (VP) – Global Markets We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

About Us:HARBRIDGE PARTNERS is a leading employment agency with a growing presence in the financial industry. We provide expert recruitment services to top companies and professionals alike.Job Description:The Head of Compliance-Hong Kong will play a crucial role in ensuring our clients' compliance with Hong Kong's regulatory requirements. As a key member of...

**Company Overview:** Ashford Benjamin Ltd is a leading financial services company dedicated to providing exceptional compliance solutions.**Job Description:We are seeking an experienced Markets Specialist to join our team in APAC. This role will be accountable for the Sales and Trading Compliance program, ensuring seamless execution of regulatory...

Job RoleClassy Wheeler Limited seeks a highly skilled Financial Services Compliance Expert to join our team. As an expert in this field, you will play a critical role in defining AI solutions for the Financial Services Industry and working closely with our research and product development teams.Key ResponsibilitiesYou will be responsible for developing and...