Financial Compliance Professional

Global Consultancy Hong Kong is seeking a highly skilled Financial Services Compliance Professional to join their team.The ideal candidate will have prior experience in compliance, consultancy, or regulatory affairs within financial services and a strong knowledge of SFC and HKMA regulations, particularly in asset management and fund services.Key...

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services group in Hong Kong, offering banking and insurance services through its extensive network of over 70 branches in Hong Kong, Macau, and Mainland China. We prioritize teamwork, caring, and progressiveness. We value individual uniqueness and differences in talent, yet...

Job Description:The Bank of Communications Co., Ltd. London Branch invites applications for the position of Compliance Professional - Financial Crime.This role requires a highly motivated individual who can work collaboratively with the AML team to develop and implement effective AML policies and procedures.Key Responsibilities:Conduct AML compliance reviews...

About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering banking, insurance, and other related services through our extensive network of over 70 branches. Our core values are caring, teamwork, and progressiveness. We foster an inclusive environment where everyone can grow and thrive.Job Purpose:To assist the Group...

At EC1 Partners, we are seeking a highly skilled Financial Regulatory Compliance Specialist to lead our client's finance operations in APAC.This role is an exciting opportunity for a seasoned professional to leverage their expertise in regulatory finance, financial compliance, and risk management to drive business growth while ensuring adherence to...

Job Summary:We are seeking a highly skilled Financial Compliance Specialist to join our team at Chandler Macleod. As a Private Banking Risk Professional, you will play a critical role in ensuring the effective management of AML risk in accordance with regulatory requirements.About the Role:This is an exciting opportunity for a Client Onboarding Expert to...

Global Consultancy is a renowned consultancy with a presence in Hong Kong, offering an opportunity for driven professionals to be part of a growing team.We are seeking an experienced professional to advise and support clients in the asset management and funds sector on regulatory compliance matters. Key responsibilities include assisting with licensing...

Job DescriptionThe Bank of Communications Co., Ltd. London Branch is looking for a Compliance Officer - Financial Crime to join its Financial Crime Compliance team. The successful candidate will be responsible for developing and monitoring AML operations related issues, investigating alert-triggered cases, and preparing Suspicious Transaction Reports.Key...

Financial Institution Compliance SpecialistLarson Maddox is seeking a highly experienced Financial Institution Compliance Specialist to join our compliance team. As a key member of the team, you will be responsible for ensuring compliance with regulatory requirements and internal policies related to FICC activities.Responsibilities:Develop and implement...

Job DescriptionWe are looking for a highly motivated and experienced Compliance Program Lead to join our team in Hong Kong. As a Compliance Program Lead, you will play a key role in ensuring the effective implementation and maintenance of clients' compliance programs.You will be responsible for providing technical expertise on complex regulatory issues,...

Job Description:We are seeking a Financial Compliance Officer to join our team at Links International. The successful candidate will be responsible for supporting the implementation and continuous improvement of our compliance program, with a focus on SFC, TCSP (Trust), and Virtual Asset-related compliance.About the Role:The Financial Compliance Officer will...

About the Role - Reporting and Compliance ProfessionalBOC Group Life Assurance Company Limited is seeking a highly skilled Reporting and Compliance Professional to join their team. The ideal candidate will have extensive experience in financial reporting and regulatory compliance, with a strong understanding of HKFRS 9.Key Responsibilities:Prepare and submit...

We are looking for a skilled Regulatory Compliance professional to join our team and work with F100 clients on a long-term basis.Main Responsibilities:Providing advice on regulatory compliance matters relevant to a SFC entityEnsuring compliance with local regulations through entity and individual licensing and registration requirementsDeveloping and...

We are seeking a seasoned Financial Institution Compliance Manager to oversee our compliance programs and procedures.Key Responsibilities:Develop and implement effective compliance programs and proceduresConduct regular audits and risk assessments to identify potential areas for improvementLiaise with government bodies and handle regulators' enquiries,...

About Dah Sing Financial GroupDah Sing Financial Group is a leading financial services institution in Hong Kong, offering a wide range of banking, insurance, and financial services through its extensive network.Main Responsibilities:Oversee the implementation of technology risk management strategies to ensure compliance with regulatory requirements and...

Job OverviewThe Bank of Communications Co., Ltd. London Branch is seeking a seasoned professional to join its Financial Crime Compliance team as a Senior Financial Crime Compliance Specialist. This role will be responsible for providing AML advisory services to business stakeholders, developing and monitoring AML operations related issues, investigating...

Company OverviewInteractive Brokers Group, Inc. is a global financial services company with offices in over 15 countries.Role PurposeThe primary objective of this role is to assist in the design and delivery of our internal conduct and compliance assurance program.

Classy Wheeler Limited, a renowned financial services group in Hong Kong, is seeking a highly skilled Financial Regulatory Compliance Expert to join their team. The ideal candidate will have a strong background in law and finance, with expertise in regulatory compliance and risk management.Job DescriptionEnsure that company policies, internal control...

We are seeking a skilled Compliance and Risk Management Professional to join our team at ZA. In this role, you will be responsible for ensuring that our AML detection models and advanced analytics solutions comply with regulatory requirements.The key responsibilities of this position include:Collaborating with compliance teams to ensure regulatory...

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services entity in Hong Kong, offering banking, insurance, and other related services through its expanding network. The group's culture emphasizes caring, teamwork, and progressiveness. It values diversity and encourages growth.As a key member of the Wealth Management...