Regulatory Compliance Professional

We are seeking a highly skilled Regulatory Compliance professional to join our team at Ashford Benjamin. As a Senior Associate - VP, you will be responsible for providing regulatory compliance advisory services to APAC businesses.Job DescriptionThe role involves identifying rules and regulation updates, establishing effective compliance programs,...

Job SummaryPure Hong Kong is seeking a highly skilled Regulatory Compliance Professional to join our team. As a key member of our compliance function, you will be responsible for ensuring that all regulatory requirements are met in relation to employee licensing and Personal Account Dealing activities.About the RoleDevelop and implement effective compliance...

As a Regulatory Compliance Professional at the Bank of Singapore, you will be responsible for ensuring that the bank's client relationships and accounts comply with regulatory requirements and industry standards.The role involves conducting thorough reviews of client CDD profiles and transactions, identifying potential risks and implementing necessary...

APG Asset Management is a leading global, long-term investor managing over 521 billion euros in assets.About Our CompanyWe focus on achieving sustainable investment returns for our customers to ensure good and affordable pensions for current and future generations.Job SummaryThis is a full-time on-site Senior Compliance Officer role located in Hong Kong SAR...

Regulatory Compliance OpportunityWe are seeking a seasoned regulatory compliance professional to join our team at Ashford Benjamin. This exciting opportunity is focused on providing regulatory compliance advisory services to APAC businesses.The ideal candidate will have around 3-12 years of experience in regulatory compliance, specifically covering fund...

Regulatory Compliance (VP) – Global MarketsWe are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

Regulatory Compliance (Senior Associate – VP) – Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong.This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

About the RoleThis is an exciting opportunity for a Senior Compliance Professional to lead our Compliance Assurance team at ConnectedGroup. As AVP, Regulatory Compliance Officer, you will be responsible for ensuring the Bank's compliance with regulatory requirements.Key Responsibilities:Develop and maintain comprehensive compliance policies and procedures to...

Regional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong KongAPAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong KongWe are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...

About UsDa Cheng International Asset Management Co. Ltd. is a leading asset management company, established in 2009 with a strong presence in the Hong Kong financial market.Job SummaryWe are seeking an experienced Global Regulatory Compliance Professional to join our team. As a key member of our compliance department, you will play a vital role in ensuring...

Job Description:We are seeking a seasoned Regulatory Compliance professional to join our team as a Global Markets Regulatory Expert. This role involves providing compliance advisory services to our global markets business, reviewing new business and product proposals, monitoring regulatory changes, and overseeing related compliance projects.The ideal...

Regulatory Compliance RoleWe are seeking a skilled Regulatory Compliance professional to provide advisory services to our APAC businesses. The role involves identifying regulatory updates, establishing effective compliance programs, and overseeing general compliance matters.Candidates should have around 3-12 years' experience in regulatory compliance...

Bloomberg's Legal and Compliance Department plays a pivotal role in supporting the company's businesses and operations globally. As a leading financial news and information provider, we navigate complex issues with speed and thoughtfulness. Our talented professionals collaborate in an open environment to deliver results, drive innovation, and solve difficult...

About the JobThis is an exciting opportunity for a highly skilled Regulatory Compliance Assurance Lead to join our team at ConnectedGroup. As AVP, Regulatory Compliance Officer, you will be responsible for ensuring the Bank's compliance with regulatory requirements.Key Responsibilities:Develop and maintain comprehensive compliance frameworks to ensure...

Our Web3 Platform is seeking a seasoned Head of Regulatory Affairs and Compliance to join our leadership team. As a key advisor to our CEO, you will be responsible for driving our regulatory strategy and ensuring compliance with relevant laws and regulations.About the RoleThis is an exciting opportunity for a highly skilled professional to join our team and...

Job OverviewA senior role for a Compliance Advisory/ Regulatory Compliance professional with strong knowledge of financial markets products and regulatory requirements. We are seeking a candidate to join Ashford Benjamin's Global Markets team in Hong Kong. This is an exciting opportunity for those looking to develop their career in compliance advisory.This...

At EC1 Partners, we are seeking a highly skilled Financial Regulatory Compliance Specialist to lead our client's finance operations in APAC.This role is an exciting opportunity for a seasoned professional to leverage their expertise in regulatory finance, financial compliance, and risk management to drive business growth while ensuring adherence to...

Regulatory Compliance RoleWe are seeking a seasoned compliance professional to join our global team. The role is responsible for providing regulatory compliance advisory services to APAC businesses, identifying rules and regulations updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

Hong Kong Airlines Ltd is hiring a Regulatory Compliance Manager to oversee all aspects of regulatory compliance within the organization.Job DescriptionThe successful candidate will be responsible for ensuring that the company complies with all relevant laws and regulations, as well as industry standards and best practices.Key ResponsibilitiesDevelop and...