Regulatory Compliance Professional

Job SummaryPure Hong Kong is seeking a highly skilled Regulatory Compliance Professional to join our team. As a key member of our compliance function, you will be responsible for ensuring that all regulatory requirements are met in relation to employee licensing and Personal Account Dealing activities.About the RoleDevelop and implement effective compliance...

APG Asset Management is a leading global, long-term investor managing over 521 billion euros in assets.About Our CompanyWe focus on achieving sustainable investment returns for our customers to ensure good and affordable pensions for current and future generations.Job SummaryThis is a full-time on-site Senior Compliance Officer role located in Hong Kong SAR...

Job Description:We are seeking a seasoned Regulatory Compliance professional to join our team as a Global Markets Regulatory Expert. This role involves providing compliance advisory services to our global markets business, reviewing new business and product proposals, monitoring regulatory changes, and overseeing related compliance projects.The ideal...

Regulatory Compliance RoleWe are seeking a skilled Regulatory Compliance professional to provide advisory services to our APAC businesses. The role involves identifying regulatory updates, establishing effective compliance programs, and overseeing general compliance matters.Candidates should have around 3-12 years' experience in regulatory compliance...

Regulatory Compliance RoleWe are seeking a seasoned compliance professional to join our global team. The role is responsible for providing regulatory compliance advisory services to APAC businesses, identifying rules and regulations updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset management industries (preferably private markets) to be part of its regional compliance team in Hong Kong. To succeed in this role, you should have at least 8-15 years' of...

We're looking for a skilled Regulatory Compliance Officer to join our Compliance function at Transak HK Limited in Hong Kong.About Us: As a pioneer in web3 payments, we're expanding rapidly and need a driven individual to help us navigate the complex regulatory landscape.The Role Overview:Key ResponsibilitiesDevelop and Maintain Compliance Policies: Assist...

We are EC1 Partners, a top talent platform connecting Legal, Risk & Compliance professionals with leading FinTech companies. We're looking for a Regulatory Compliance Manager to join our team in Hong Kong. About the Role:This role will be responsible for managing financial regulation and compliance across APAC entities, including accurate reporting and...

Regulatory Compliance ExpertiseWe are looking for a highly experienced regulatory compliance professional to join our team. The role requires expertise in regulatory compliance covering fund business, including a solid understanding of SFC type 1, 4, 9 rules, and regulations.The successful candidate will be responsible for:Providing regulatory compliance...

Key ResponsibilitiesDevelop and establish regulatory frameworks to ensure compliance with applicable laws, regulations, ordinances, government directives, and company policies.Collaborate with internal stakeholders to prepare guidelines and disseminate information to maintain adherence to regulatory requirements.The ideal candidate will possess strong...

At EC1 Partners, we are connecting top legal, risk and compliance professionals in the FinTech industry with leading companies.We are currently seeking a Finance Lead for our client in the payments space based in Hong Kong.Job Responsibilities:Develop and implement financial policies to ensure regulatory compliance across APAC entities.Manage safeguarding...

**About Us**Global Consultancy is an established consultancy firm in Hong Kong that provides expert advice on regulatory compliance matters to clients in the asset management and funds sector.We are seeking a driven individual to join our growing team as a Regulatory Compliance Specialist. The ideal candidate will have prior experience in compliance,...

Are you a seasoned Regulatory Compliance Expert looking for a new challenge? We have an exciting opportunity at Waystone in Hong Kong for someone with a proven track record in regulatory compliance to lead our compliance programs.The ideal candidate will have extensive experience in managing compliance teams, providing technical expertise on complex...

Senior Associate – VP, Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who seek regulatory compliance specialists in Hong Kong.This role is responsible for providing regulatory compliance advisory to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs,...

Company OverviewProfessional Body Hong Kong, a leading organization in the legal sector, is seeking an experienced professional to join its team. As a renowned regulatory body, our mission is to maintain high standards and promote excellence in the profession.

Company OverviewGlobal Consultancy Hong Kong is an established consultancy that offers driven individuals the chance to be part of a growing team.The organization has expertise in asset management and funds sector regulatory compliance matters, licensing applications, regulatory submissions, and ongoing compliance obligations.Our consultants develop and...

At Global Consultancy Hong Kong, we are looking for a skilled Regulatory Compliance Expert to join our team. As a key member of our organization, you will play a vital role in advising and supporting clients in the asset management and funds sector on regulatory compliance matters.We are an established consultancy with a growing team, offering a unique...

**Job Summary**JC Executive Search is seeking a highly skilled regulatory compliance officer to join our team.The ideal candidate will have excellent research skills and be well-versed in regulatory updates and relevant compliance issues.This role involves handling all relevant compliance works of the company, including drafting and reviewing documents,...

Company OverviewFutu Securities International (Hong Kong) Limited is a leading financial institution committed to providing innovative brokerage services to clients worldwide.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team in Hong Kong. As a key member of our compliance department, you will play a vital role...