Regulatory Compliance

Head of Regulatory ComplianceAbout the Role:We are seeking an experienced Head of Regulatory Compliance to lead our regulatory compliance function. The successful candidate will have a proven track record in managing complex regulatory and compliance operations, with a strong focus on delivering exceptional results.Key Responsibilities:Regulatory Expertise:...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in the APAC region.Job OverviewA global platform is seeking a skilled Compliance Specialist to provide regulatory advisory services to its businesses, identify rules and regulation updates, establish effective compliance programs,...

Job SummaryWe are seeking a seasoned Regulatory Compliance Expert to join our team as North Asia Regulatory & Product Compliance Director. As a key member of our leadership, you will oversee the development and implementation of regulatory strategies that drive business growth while ensuring compliance with relevant laws and regulations.Key...

Job DescriptionWe are seeking a seasoned Regulatory Compliance professional to join our team at Ashford Benjamin.This role is responsible for providing regulatory compliance advisory services to our clients in the APAC region. Key responsibilities include identifying and interpreting relevant rules and regulations, developing and implementing effective...

Regional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong KongAPAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong KongWe are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...

About Our CompanyClassy Wheeler Limited is a leading securities brokerage firm in Hong Kong, seeking a skilled professional to join our compliance team. As a Compliance Officer, you will play a critical role in ensuring our operations align with regulatory requirements and maintain the highest standards of ethics and integrity.Key ResponsibilitiesDevelop and...

About This Role:This is an excellent opportunity for a Regulatory Compliance Officer to join our team at OCBC. The successful candidate will be responsible for ensuring that all regulatory requirements are met, while also providing support to senior management on reporting and compliance matters.

About EC1 Partners">EC1 Partners is a specialized recruitment agency connecting top legal, risk, and compliance talents with leading FinTech companies.Our client in the payments space is looking for an experienced Finance Lead to join their team in Hong Kong.Job Summary:Lead regulatory finance functions for APAC entities, ensuring timely and accurate...

Ashford Benjamin is working closely with a top-tier asset manager to find a Financial Regulatory Compliance Expert for their Hong Kong office. This challenging yet rewarding opportunity will allow experienced Compliance Professionals to play a pivotal role in shaping the company's APAC strategy, focusing on alternative investment funds.The role requires...

Amgen SA is a world-leading independent biotechnology company dedicated to pioneering biotechnology breakthroughs. Our mission is to develop treatments that take care of others, and we're looking for a Regulatory Compliance Specialist in Hong Kong.We offer vast opportunities to learn and move up across our global organization, as well as a diverse and...

The Regulatory Compliance Specialist role at Schultecruise involves ensuring the organization complies with all regulatory requirements relating to Know Your Customer (KYC) and sanctions compliance. This includes implementing, monitoring, conducting due diligence, addressing regulatory risks, and enhancing the organization's KYC and sanctions compliance...

Regulatory Compliance RoleWe are looking for a skilled regulatory compliance professional to join our global platform. The role involves providing regulatory compliance advisory services to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at China Telecom Global. As a key member of our legal department, you will be responsible for ensuring compliance with all relevant regulations and laws related to personal data protection and privacy.In this role, you will conduct research and analysis on...

Job Description:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Chemill Pharma Ltd. This role will be responsible for ensuring compliance with local and international regulations in the areas of pharmacovigilance, quality assurance, and regulatory affairs.About the Role:This is a mid-senior level position that requires a...

Company Overview">Global Consultancy Hong Kong is a leading consultancy firm in the asset management and funds sector.We offer expert advice and support to clients on regulatory compliance matters.">Job Responsibilities">Advise clients on licensing applications, regulatory submissions, and ongoing compliance obligations.Develop and enhance compliance...

About Us - LU AN CREDIT is a fast-growing money lending company focused on SME lending. We are committed to delivering exceptional customer experiences while maintaining the highest standards of regulatory compliance.Job Summary:We are seeking a talented Regulatory Compliance Officer to join our team, ensuring we stay ahead of regulatory...

Join Our Team as a Senior Compliance Professional">JC Executive Search is recruiting a Senior Compliance Professional to join our team. The ideal candidate will have extensive experience in compliance and a strong understanding of regulatory requirements.About the Role">You will work closely with our clients to develop and implement effective compliance...

Regional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong Kong APAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong Kong We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...

Job DescriptionCompliance SpecialistThis role is a key position within our organization, focused on ensuring compliance with regulatory requirements. The successful candidate will have expertise in managing SFC licensing processes for employees and overseeing Personal Account Dealing activities to prevent conflicts of interest and insider trading.The ideal...