Regulatory Compliance Specialist
4 days ago
We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in the APAC region.
Job OverviewA global platform is seeking a skilled Compliance Specialist to provide regulatory advisory services to its businesses, identify rules and regulation updates, establish effective compliance programs, implement compliance frameworks and procedures, and oversee general compliance matters.
Candidates should have around 3-12 years' experience in regulatory compliance covering fund business. A solid understanding of SFC type 1, 4, 9 rules and regulations is required. Chinese language proficiency is essential for this role.
Key Responsibilities- Provide regulatory advisory services to APAC businesses
- Identify rules and regulation updates
- Establish effective compliance programs
- Implement compliance frameworks and procedures
- Oversight of general compliance matters
- 3-12 years' experience in regulatory compliance covering fund business
- Solid understanding of SFC type 1, 4, 9 rules and regulations
- Chinese language proficiency
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