Regulatory Compliance Specialist

6 days ago


Hong Kong Island, Hong Kong SAR China Larson Maddox Full time
Job Title

Compliance Manager - FICC Advisory - Investment Bank

We are seeking a highly experienced Compliance Manager to join our team in Hong Kong. The ideal candidate will have a strong background in FICC compliance and a proven track record of developing and implementing effective compliance policies and procedures.

The successful candidate will be responsible for monitoring and ensuring adherence to regulatory requirements and internal policies related to FICC activities. This will involve conducting risk assessments, implementing controls to mitigate compliance risks, and providing guidance and support to the business units on compliance matters.

The role requires a deep understanding of regulations governing Credit and Commodities trading in Hong Kong, as well as excellent analytical and problem-solving skills. Strong communication skills and the ability to interact effectively with stakeholders at all levels are essential.

The ideal candidate will have a Bachelor's degree in Finance, Law, or a related field and a minimum of 3 years of experience in FICC compliance. Advanced degree or relevant certifications are a plus. Fluency in English is required, with proficiency in Cantonese or Mandarin also desirable.



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