Regulatory Compliance Specialist

Regulatory Compliance (Senior Associate – VP) – Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong.This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

Amgen SA is a world-leading independent biotechnology company dedicated to pioneering biotechnology breakthroughs. Our mission is to develop treatments that take care of others, and we're looking for a Regulatory Compliance Specialist in Hong Kong.We offer vast opportunities to learn and move up across our global organization, as well as a diverse and...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

Job OverviewWe are seeking a highly skilled Compliance Specialist to join our team for the provision of regulatory consultancy services to clients in Hong Kong. The ideal candidate will have a strong background in compliance and exceptional client-facing abilities.This role involves providing advisory services to clients regulated by the Securities and...

Job DescriptionCompliance SpecialistThis role is a key position within our organization, focused on ensuring compliance with regulatory requirements. The successful candidate will have expertise in managing SFC licensing processes for employees and overseeing Personal Account Dealing activities to prevent conflicts of interest and insider trading.The ideal...

Regulatory Compliance and Licensing SpecialistTbwa Chiat/Day Inc is seeking an experienced Regulatory Compliance and Licensing Specialist to join our ecosystem project. Our client, a leading digital assets company globally, requires a strong knowledge in the crypto space.About the Role:Stay informed on rapidly changing global crypto regulations and provide...

PingPong Payments is a leading provider of comprehensive cross-border payment and e-commerce solutions.Role Overview:We are seeking a dedicated Compliance Manager based in Hong Kong to enhance our compliance framework, ensure adherence to local and international regulations, and safeguard our operations.Key Responsibilities:Maintain an in-depth understanding...

About EC1 Partners">EC1 Partners is a specialized recruitment agency connecting top legal, risk, and compliance talents with leading FinTech companies.Our client in the payments space is looking for an experienced Finance Lead to join their team in Hong Kong.Job Summary:Lead regulatory finance functions for APAC entities, ensuring timely and accurate...

Regulatory Compliance RoleWe are looking for a skilled regulatory compliance professional to join our global platform. The role involves providing regulatory compliance advisory services to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing...

About the RoleThe Trading Advisory Compliance Manager will play a pivotal role in shaping OKX's trade compliance program, ensuring regulatory alignment and best practices. This includes developing and enhancing policies, procedures, guidelines, and trading manuals to ensure global regulatory compliance.The successful candidate will work closely with...

Company Overview">Global Consultancy Hong Kong is a leading consultancy firm in the asset management and funds sector.We offer expert advice and support to clients on regulatory compliance matters.">Job Responsibilities">Advise clients on licensing applications, regulatory submissions, and ongoing compliance obligations.Develop and enhance compliance...

Job TitleCompliance Manager - FICC Advisory - Investment BankWe are seeking a highly experienced Compliance Manager to join our team in Hong Kong. The ideal candidate will have a strong background in FICC compliance and a proven track record of developing and implementing effective compliance policies and procedures.The successful candidate will be...

iCapital is a pioneering financial technology platform that empowers the world's alternative investment marketplace. Our innovative solutions have transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.With a presence in Hong Kong,...

Head of Regulatory ComplianceAbout the Role:We are seeking an experienced Head of Regulatory Compliance to lead our regulatory compliance function. The successful candidate will have a proven track record in managing complex regulatory and compliance operations, with a strong focus on delivering exceptional results.Key Responsibilities:Regulatory Expertise:...

Regulatory Affairs SpecialistWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at Well Link Financial Group. The successful candidate will be responsible for ensuring the company's compliance with all relevant laws, regulations, and industry standards.Main Responsibilities:Develop and implement comprehensive compliance...

Company OverviewAshford Benjamin Ltd is a leading entity in the industry, committed to excellence and compliance.Job DescriptionWe are seeking a skilled Compliance Specialist to provide regulatory advisory services to our Hong Kong licensed entity and APAC operations. As a key member of our team, you will be responsible for core compliance work, including...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team at Danos Group. This role is an exciting opportunity for a seasoned professional to drive regulatory compliance initiatives across our financial services operations.Key Responsibilities:Regulatory Advisory: Provide expert guidance on policies, procedures, and...

**Role Overview**We are seeking a Risk and Compliance Manager to join our team at Infini Capital. The successful candidate will be responsible for ensuring the company's compliance with relevant regulations and maintaining accurate records and documentation.ResponsibilitiesEnsure and track compliance with relevant regulations, including CFTC, SEC, SFC, or...

Job SummaryWe are seeking a skilled Compliance Associate to join our team in Hong Kong. The ideal candidate will have 3-6 years of experience in compliance, with a strong understanding of regulatory requirements and laws.

Job DescriptionWe are seeking a seasoned Regulatory Compliance professional to join our team at Ashford Benjamin.This role is responsible for providing regulatory compliance advisory services to our clients in the APAC region. Key responsibilities include identifying and interpreting relevant rules and regulations, developing and implementing effective...