Regional Regulatory Compliance

Regional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong Kong APAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong Kong We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...

Job OverviewWe are partnering with a fast-expanding Global Financial Institution in the APAC region and they are seeking a dynamic professional with around 8-15 years of experience from the asset management industries to be part of its regional compliance team in Hong Kong.To succeed in this role, you should have at least 8-15 years' of regulatory compliance...

Job DescriptionWe are seeking a seasoned Regulatory Compliance professional to join our team at Ashford Benjamin.This role is responsible for providing regulatory compliance advisory services to our clients in the APAC region. Key responsibilities include identifying and interpreting relevant rules and regulations, developing and implementing effective...

We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in the APAC region.Job OverviewA global platform is seeking a skilled Compliance Specialist to provide regulatory advisory services to its businesses, identify rules and regulation updates, establish effective compliance programs,...

Regulatory Compliance (VP) – Global MarketsWe are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

Regulatory Compliance (Senior Associate – VP) – Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong.This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

Compliance Manager, Regional Insurer (YY-FS-IC4782) Hong Kong Island, Hong KongSalary: Year-end bonusOur client, a large global insurance company, is seeking a Compliance Manager to enhance compliance initiatives at both regional and local levels.Responsibilities:Develop and implement compliance policies and proceduresSupport the execution of compliance...

This role involves leading the implementation of compliance controls and procedures in the Asia Pacific region.Main Objectives:To design and implement effective compliance controls and proceduresTo identify and mitigate compliance risks in the regionTo ensure compliance with regulatory requirements and industry standardsTo contribute to the development of...

We are seeking a highly skilled and experienced professional to lead our APAC regional compliance efforts. As Head of Asia Pacific Regulatory Affairs, you will be responsible for ensuring that our business operations in the region are compliant with all relevant laws and regulations.This role requires a strong understanding of regulatory requirements in...

Role OverviewThe Regional Head of Capital Markets Regulatory Surveillance plays a critical role in ensuring the firm's compliance with regulatory requirements. The successful candidate will be responsible for designing and implementing a comprehensive surveillance strategy and process, leveraging data analytics to drive business decisions, and staying...

Regulatory Compliance (VP) – Global Markets We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

We are looking for a highly skilled Regulatory Compliance Associate to support our investment management team in Hong Kong. As a key member of our legal and compliance team, you will be primarily handling Hong Kong regulatory compliance work but will also support our businesses throughout the region.Responsibilities of the role:Day-to-day regulatory matters,...

Job SummaryWe are seeking a seasoned Regulatory Compliance Expert to join our team as North Asia Regulatory & Product Compliance Director. As a key member of our leadership, you will oversee the development and implementation of regulatory strategies that drive business growth while ensuring compliance with relevant laws and regulations.Key...

About Our CompanyClassy Wheeler Limited is a leading securities brokerage firm in Hong Kong, seeking a skilled professional to join our compliance team. As a Compliance Officer, you will play a critical role in ensuring our operations align with regulatory requirements and maintain the highest standards of ethics and integrity.Key ResponsibilitiesDevelop and...

Company Overview:We are partnering with a fast-expanding global financial institution in Hong Kong to fill a key role in its regional compliance team. The company is seeking a dynamic professional with around 8-15 years of experience from the asset management industries, preferably private markets.Salary Information:This is a fantastic opportunity to join a...

Improve market integrity by enforcing regulatory standards and contributing to a fair and transparent marketplace.About the Job:Play a pivotal role in upholding market integrity through effective surveillance and enforcement processes.Drive improvements in regulatory compliance and contribute to long-term market development.The client is seeking an...

About EC1 Partners">EC1 Partners is a specialized recruitment agency connecting top legal, risk, and compliance talents with leading FinTech companies.Our client in the payments space is looking for an experienced Finance Lead to join their team in Hong Kong.Job Summary:Lead regulatory finance functions for APAC entities, ensuring timely and accurate...

Ashford Benjamin is working closely with a top-tier asset manager to find a Financial Regulatory Compliance Expert for their Hong Kong office. This challenging yet rewarding opportunity will allow experienced Compliance Professionals to play a pivotal role in shaping the company's APAC strategy, focusing on alternative investment funds.The role requires...

The Regulatory Compliance Specialist role at Schultecruise involves ensuring the organization complies with all regulatory requirements relating to Know Your Customer (KYC) and sanctions compliance. This includes implementing, monitoring, conducting due diligence, addressing regulatory risks, and enhancing the organization's KYC and sanctions compliance...