Regulatory Compliance Expert

Ashford Benjamin is working closely with a top-tier asset manager to find a Financial Regulatory Compliance Expert for their Hong Kong office. This challenging yet rewarding opportunity will allow experienced Compliance Professionals to play a pivotal role in shaping the company's APAC strategy, focusing on alternative investment funds.The role requires...

Job SummaryWe are seeking a seasoned Regulatory Compliance Expert to join our team as North Asia Regulatory & Product Compliance Director. As a key member of our leadership, you will oversee the development and implementation of regulatory strategies that drive business growth while ensuring compliance with relevant laws and regulations.Key...

Overview:Futu Securities International (Hong Kong) Limited is a leading financial services provider, and we are seeking an experienced Compliance Manager to join our team.Responsibilities:Licensing and Compliance: Assist in supervising licensing-related works and providing expert advice on licensing issues to ensure compliance with relevant...

About Our CompanyClassy Wheeler Limited is a leading securities brokerage firm in Hong Kong, seeking a skilled professional to join our compliance team. As a Compliance Officer, you will play a critical role in ensuring our operations align with regulatory requirements and maintain the highest standards of ethics and integrity.Key ResponsibilitiesDevelop and...

EC1 Partners, a leading FinTech recruitment firm, is seeking an experienced Finance Lead to join our team in Hong Kong.About the RoleWe are looking for a highly skilled individual to manage regulatory finance for APAC entities, including safeguarding, reporting, and compliance. The successful candidate will develop and update finance policies to meet...

Larson Maddox is a leading financial services firm seeking a seasoned Compliance Expert - Trading to join our team.About the RoleThis is an exciting opportunity to work with a talented team of professionals and contribute to our growing business.You will be responsible for providing expert advice on compliance matters and ensuring that our trading activities...

Regulatory Compliance (VP) – Global MarketsWe are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

Regulatory Compliance (Senior Associate – VP) – Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong.This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

ResponsibilitiesThis is an excellent opportunity for a compliance professional to take on a key role in a reputable asset management firm in Hong Kong.The successful candidate will be responsible for:Collaborating with internal stakeholders to ensure effective implementation of compliance policies and proceduresConducting research and analysis to stay...

Regulatory Compliance (VP) – Global Markets We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

Job OverviewBowen Partners is an executive search and talent development firm in Hong Kong, committed to excellence in identifying top talent within Banking & Financial Services across Asia Pacific.We are seeking a seasoned enforcement professional with strong internal audit or compliance background to join our client's team.The ideal candidate will play a...

Our client, a leading financial technology platform in Hong Kong and China, seeks an experienced Regulatory Expert to lead their compliance function. With a strong focus on innovation and growth, this is an exciting opportunity for a seasoned professional to join the company's leadership team.About ConnectedGroup LimitedConnectedGroup Limited is a pioneering...

About Global Consultancy: As a leading consultancy in Hong Kong, we provide expert advisory services to clients in the asset management and funds sector. Our team is comprised of seasoned professionals who possess in-depth knowledge of SFC and HKMA regulations, enabling us to deliver comprehensive solutions that meet our clients' needs.This exciting...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in the APAC region.Job OverviewA global platform is seeking a skilled Compliance Specialist to provide regulatory advisory services to its businesses, identify rules and regulation updates, establish effective compliance programs,...

Governance and Regulatory Affairs ExpertWe are seeking an experienced Governance and Regulatory Affairs Expert to join our Department and contribute to the development and implementation of policies and governance frameworks.As a key member of our team, you will be responsible for providing expert advice and guidance on governance and regulatory matters....

Ashford Benjamin is seeking a highly experienced Global Markets Regulatory Expert to join our team in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance backgrounds to take their career to the next level.The successful candidate will be responsible for providing compliance advisory to global markets business,...

About the RoleiCapital, a leading provider of alternative investment technology, is seeking a Compliance Officer to join its Global Regulatory and Compliance Team in Hong Kong.This role will support the development of a compliance strategy and guidelines for the firm's growth across APAC, ensuring sustainable and compliant operations.The successful hire will...

About the Team:We are seeking a Regulatory Affairs Expert to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in Asia Pacific comply with regulatory requirements and internal policies.Key Responsibilities:Develop and implement compliance policies,...

Regional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong KongAPAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong KongWe are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...