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Compliance Expert

1 week ago

Hong Kong Island, Hong Kong SAR China Larson Maddox Full time

Larson Maddox is a leading financial services firm seeking a seasoned Compliance Expert - Trading to join our team.

About the Role

  • This is an exciting opportunity to work with a talented team of professionals and contribute to our growing business.
  • You will be responsible for providing expert advice on compliance matters and ensuring that our trading activities meet regulatory requirements.

Key Responsibilities

  • Provide expert compliance advice to the trading business, ensuring adherence to regulatory requirements.
  • Oversee and manage compliance programs related to trading activities, with a focus on A-shares.
  • Conduct regular compliance reviews and risk assessments.
  • Develop and implement compliance policies and procedures.
  • Liaise with regulatory bodies and internal stakeholders to ensure compliance standards are met.
  • Stay updated on regulatory changes and industry best practices.