Compliance and Regulatory Expert Wanted

Are you a seasoned Regulatory Compliance Expert looking for a new challenge? We have an exciting opportunity at Waystone in Hong Kong for someone with a proven track record in regulatory compliance to lead our compliance programs.The ideal candidate will have extensive experience in managing compliance teams, providing technical expertise on complex...

Classy Wheeler Limited, a renowned financial services group in Hong Kong, is seeking a highly skilled Financial Regulatory Compliance Expert to join their team. The ideal candidate will have a strong background in law and finance, with expertise in regulatory compliance and risk management.Job DescriptionEnsure that company policies, internal control...

Global Consultancy, a renowned expert in the asset management and funds sector, is seeking a driven individual to join their growing team.The role offers a unique opportunity to advise and support clients on regulatory compliance matters.Assist with licensing applications and ongoing compliance obligationsDevelop and enhance compliance policies and...

About the RoleWe are seeking a Regulatory Compliance Expert to join our team. As a key member of our team, you will provide strategic legal support across multiple jurisdictions.About the CompanyDCS Card Centre is a financial institution licensed to issue credit and charge cards, governed by the Monetary Authority of Singapore (MAS) under the Banking Act.Key...

Improve market integrity by enforcing regulatory standards and contributing to a fair and transparent marketplace.About the Job:Play a pivotal role in upholding market integrity through effective surveillance and enforcement processes.Drive improvements in regulatory compliance and contribute to long-term market development.The client is seeking an...

We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset management industries (preferably private markets) to be part of its regional compliance team in Hong Kong. To succeed in this role, you should have at least 8-15 years' of...

Job DescriptionThe Senior Compliance Officer will be responsible for managing all licensing-related matters with the SFC, IA, and MPFA. This includes conducting regular compliance monitoring reviews and implementing regulatory requirements and best practices set out by the regulators.This role requires close collaboration with the Business to ensure that all...

Regulatory Compliance (VP) – Global MarketsWe are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

Regulatory Compliance (Senior Associate – VP) – Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong.This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

About the RoleAllianz Global Investors is looking for a seasoned Compliance Manager to join our dynamic team. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in the Asia Pacific offices comply with relevant regulatory requirements and internal policies.Your Key ResponsibilitiesDevelop and...

Empowering Careers in Regulatory ReportingMUFG is committed to making a meaningful impact through innovation and collaboration.We're seeking a skilled professional to join our team as a Regulatory Reporting Expert, responsible for managing the preparation and submission of regulatory reports.About the Role:Prepare and submit regulatory reports in an accurate...

About the RoleWe are seeking a highly motivated Senior Associate - Regulatory Expert to join our team at Ashford Benjamin. In this role, you will provide regulatory compliance advisory services to our APAC businesses, identifying rules and regulation updates, establishing effective compliance programs, and implementing compliance frameworks and...

Regulatory Compliance (VP) – Global Markets We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

We are seeking a highly skilled Regulatory Compliance professional to join our team at Ashford Benjamin. As a Senior Associate - VP, you will be responsible for providing regulatory compliance advisory services to APAC businesses.Job DescriptionThe role involves identifying rules and regulation updates, establishing effective compliance programs,...

Job OverviewBowen Partners is an executive search and talent development firm in Hong Kong, committed to excellence in identifying top talent within Banking & Financial Services across Asia Pacific.We are seeking a seasoned enforcement professional with strong internal audit or compliance background to join our client's team.The ideal candidate will play a...

Our client, a leading financial technology platform in Hong Kong and China, seeks an experienced Regulatory Expert to lead their compliance function. With a strong focus on innovation and growth, this is an exciting opportunity for a seasoned professional to join the company's leadership team.About ConnectedGroup LimitedConnectedGroup Limited is a pioneering...

About Global Consultancy: As a leading consultancy in Hong Kong, we provide expert advisory services to clients in the asset management and funds sector. Our team is comprised of seasoned professionals who possess in-depth knowledge of SFC and HKMA regulations, enabling us to deliver comprehensive solutions that meet our clients' needs.This exciting...

Hong Kong Airlines Ltd is hiring a Regulatory Compliance Manager to oversee all aspects of regulatory compliance within the organization.Job DescriptionThe successful candidate will be responsible for ensuring that the company complies with all relevant laws and regulations, as well as industry standards and best practices.Key ResponsibilitiesDevelop and...

At Vistra, we are committed to removing the friction that comes from the complexity of global business. As a Regulatory Monitoring Manager, you will play a key role in ensuring our Global Incorporations Services operate smoothly and efficiently.This exciting opportunity is based in Hong Kong, where you will have the chance to make a significant impact on our...

Ashford Benjamin is seeking a highly experienced Global Markets Regulatory Expert to join our team in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance backgrounds to take their career to the next level.The successful candidate will be responsible for providing compliance advisory to global markets business,...