Compliance Expert for Asia Business
2 weeks ago
The Company Overview
Pure Hong Kong is one of the leading asset managers in the region, renowned for its strong compliance culture. As a company, we provide excellent career opportunities and strive to maintain a high level of professionalism.
The Role
As a Compliance Expert for Asia Business, you will be part of our Regional Compliance team, reporting directly to the Regional Head of Compliance. Your primary responsibilities will include handling all-rounded compliance duties for our Asia business, conducting risk-based compliance reviews, developing compliance programs, guidelines, and procedures. You will also be involved in new product launching procedures, providing day-to-day compliance advice to different business lines, and responsible for regular compliance reporting.
Your Key Responsibilities:
- Conduct risk-based compliance reviews to ensure alignment with regulatory requirements
- Develop and implement compliance programs, guidelines, and procedures
- Provide day-to-day compliance advice to various business lines
- Lead new product launching procedures to ensure compliance
- Maintain accurate and timely compliance reporting
Your Profile
To succeed in this role, you will need to possess a degree in Law or Accounting, along with a professional qualification. A minimum of 5 years' experience working in investment management or asset management is essential, as well as sound knowledge of SFC & MPFA regulations. Fluency in Cantonese and English is mandatory, and you should have excellent presentation and communication skills.
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