Financial Institution Compliance Manager

Financial Institution Compliance SpecialistLarson Maddox is seeking a highly experienced Financial Institution Compliance Specialist to join our compliance team. As a key member of the team, you will be responsible for ensuring compliance with regulatory requirements and internal policies related to FICC activities.Responsibilities:Develop and implement...

Job OverviewHARBRIDGE PARTNERS is seeking a seasoned professional to fill the role of Compliance Leader for our client, a leading financial institution in Hong Kong.

**Job Description:**Job Summary:We are seeking an experienced Compliance Manager, Life Insurance to join our team at Projob21 Ltd.The successful candidate will be responsible for ensuring compliance with regulatory requirements and company policies in the insurance sector.Key Responsibilities:Conduct regular reviews of compliance procedures and recommend...

Job DescriptionPure Hong Kong seeks a highly skilled Compliance Specialist to manage SFC licensing processes, oversee Personal Account Dealing activities, and monitor outsourcing arrangements.Key Responsibilities:Ensure compliance with regulatory requirements and internal policies through effective management of SFC licensing processes.Prevent conflicts of...

We are looking for a Strategic Account Manager - Financial Institutions to join our Experian team in Hong Kong. As a key member of our sales team, you will be responsible for maintaining and growing relationships with existing clients, and identifying new business opportunities.About the Role:This is a fantastic opportunity for someone who is passionate...

Company Overview:The Bank of China (Hong Kong) Limited is a leading financial institution that provides a wide range of banking services to individuals and corporations.Job Description:We are seeking an experienced Sanctions Compliance Specialist to join our team. As a Sanctions Compliance Specialist, you will play a critical role in ensuring the bank's...

About the Role:A senior position within our Bank of China team, focusing on AML/CTF policy formulation and review.In this role, you will be responsible for developing and updating policies and procedures to ensure compliance with regulatory requirements. You will work closely with various units to provide advice on AML related matters, perform risk...

The Senior Compliance Officer will play a pivotal role in ensuring the company's ongoing compliance with regulatory requirements. This involves managing relationships with regulators, monitoring changes in local regulations, and developing compliance training materials.This is an exciting opportunity for a seasoned professional to join our team and...

Company OverviewJigsaw Financial is a leading provider of bespoke Sustainability Indexes, serving institutional clients and asset managers.

We are seeking a Financial Institution Consultant to join our team at China Securities (International) Finance Holding Company Limited. This role requires a deep understanding of the financial institution landscape and a proven ability to drive business growth through strategic partnerships.Main ResponsibilitiesIdentify and develop new business opportunities...

Job Description:About the RoleWe are seeking a highly experienced Financial Institution Strategist to lead our Correspondent Banking Department.The ideal candidate will possess a strong background in corporate banking, with experience in motivating teams and managing people across borders.Provide effective leadership and guidance to the Correspondent Banking...

Job DescriptionThe Asian Banker is seeking a highly skilled risk management professional to join our team as a Senior Risk Manager. The successful candidate will be responsible for leading our market and liquidity risk management efforts.Main ResponsibilitiesRisk Management Strategy: Develop and implement effective risk management strategies to minimize...

3 days ago Be among the first 25 applicantsGet AI-powered advice on this job and more exclusive features.President and Founder | ALL-STAR AGENCY | Recruiting Champions in Banking and Financial ServicesOverviewAn exclusive role to recruit for a Head of Financial Institutions for a large established bank to provide strategic leadership and lead the FI...

Job Description:We are seeking a Financial Compliance Officer to join our team at Links International. The successful candidate will be responsible for supporting the implementation and continuous improvement of our compliance program, with a focus on SFC, TCSP (Trust), and Virtual Asset-related compliance.About the Role:The Financial Compliance Officer will...

We are seeking an experienced, results-oriented sales person to join our Financial Institutions Sales team as a Financial Institutions Relationship Manager.About the Role:This role is responsible for managing the full sales lifecycle process of a client account base and white space, including identifying and initiating new sales opportunities, and acting as...

Job Summary:We are seeking a highly skilled Financial Compliance Specialist to join our team at Chandler Macleod. As a Private Banking Risk Professional, you will play a critical role in ensuring the effective management of AML risk in accordance with regulatory requirements.About the Role:This is an exciting opportunity for a Client Onboarding Expert to...

Ashford Benjamin is supporting a reputable asset manager in Hong Kong to find a talented APAC Compliance Specialist.The role involves providing advisory services to fund businesses, managing employee compliance matters, staying up-to-date on rules and regulations, establishing effective compliance programs, implementing compliance frameworks and procedures,...

CLSA is seeking an experienced Financial Institutions Expert to join its Investment Banking division.Key Responsibilities:

Role OverviewWe are seeking a skilled Relationship Manager to join our team at the Bank of Communications Co., Ltd. London Branch. As a key member of our institutional banking department, you will be responsible for developing and maintaining relationships with financial institutions.Key ResponsibilitiesDevelop and maintain relationships with financial...

We are instructed on an opportunity with a reputable financial institution who are looking to hire a Financial Crime Compliance Advisor in Hong Kong.The role serves as a senior AML member for the APAC region covering the full spectrum of AML work including providing AML/KYC advisory, investigation oversight, establishing AML/CFT policies, procedures and...