Compliance Leader for Financial Institutions

About the PositionWe are seeking a seasoned Sales and Business Development leader to join our team in Asean region as a Sales and Business Development Leader for Financial Institutions.The successful candidate will be responsible for driving sales growth by building relationships with key decision makers at Financial Institutions and identifying new business...

Company Overview:The Bank of China (Hong Kong) Limited is a leading financial institution that provides a wide range of banking services to individuals and corporations.Job Description:We are seeking an experienced Sanctions Compliance Specialist to join our team. As a Sanctions Compliance Specialist, you will play a critical role in ensuring the bank's...

Job DescriptionPure Hong Kong seeks a highly skilled Compliance Specialist to manage SFC licensing processes, oversee Personal Account Dealing activities, and monitor outsourcing arrangements.Key Responsibilities:Ensure compliance with regulatory requirements and internal policies through effective management of SFC licensing processes.Prevent conflicts of...

About the Role: As a Business Development Specialist, you will play a crucial role in generating significant new business revenue selling SaaS / Financial Services products to Financial Institutions across the ASEAN region. Your responsibilities will include engaging with business leaders and C-level executives to pitch the value proposition across the...

CIMB Bank Berhad is currently seeking a highly skilled Relationship Manager to join our Financial Institutions Department.Job Responsibilities:Develop Business Relationships with Banks and Non-Bank Financial Institutions, and manage the client portfolio to maximize revenue growth.Conduct KYC and AML Reviews to ensure compliance with regulatory requirements...

Company OverviewJigsaw Financial is a leading provider of bespoke Sustainability Indexes, serving institutional clients and asset managers.

About Northern Trust:Northern Trust is a globally recognized, award-winning financial institution with over 130 years of financial experience. We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Senior Compliance Analyst Role SummaryThe Senior Compliance Analyst will work within an APAC...

We are looking for a highly motivated and dynamic sales leader to join our Greater China team as a Head of Financial Institution Relationships. The successful candidate will be responsible for developing and executing a comprehensive distribution strategy, managing key client relationships, and leading a high-performance team.Main Responsibilities:Develop...

We're looking for a dynamic leader to spearhead our Global Institutional Business as the Head of Asset Management. As a key member of our team, you'll be responsible for driving growth and optimizing our asset portfolio.About YouProven track record in asset management, with a focus on strategic planning and risk mitigation.Excellent analytical and...

Company Overview:The Bank of East Asia, Limited (BEA) is a leading financial institution in Hong Kong, offering a wide range of banking services to individuals, businesses, and institutional clients. Our company culture values innovation, teamwork, and customer satisfaction, and we are committed to providing a safe and supportive work environment for our...

Company Overview: Bank of China (Hong Kong) Limited is a leading financial institution in Hong Kong, providing a wide range of banking services to individuals and corporate customers.Job Description: We are seeking a Technical IT Audit Leader to join our team. As a key member of our audit department, you will be responsible for managing IT infrastructure and...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

Ashford Benjamin is a reputable financial institution seeking a Financial Crime Compliance Advisor to join their team in Hong Kong. The successful candidate will serve as a senior AML member for the APAC region, covering a full spectrum of AML work including providing AML/KYC advisory, investigation oversight, establishing AML/CFT policies, procedures, and...

Global Contract Negotiation RoleElevateFlex Seeks Experienced ProfessionalA renowned global financial institution is seeking an experienced Senior Agreement Specialist to join their team in Hong Kong. This role involves supporting high-impact negotiations by working closely with the Business Line Heads and the Legal department.Main Responsibilities:Negotiate...

Responsibilities: Assist to formulate annual compliance review plan by referencing risk assessment results. Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/ Head Office requirements and internal policies. Coordinate or perform...

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services group in Hong Kong, offering banking and insurance services through its extensive network of over 70 branches in Hong Kong, Macau, and Mainland China. We prioritize teamwork, caring, and progressiveness. We value individual uniqueness and differences in talent, yet...

Associate Director, Compliance Associate Director, Compliance Apply locations: Hunghom, Kowloon, Hong Kong Time type: Full time Posted on: 8 Days Ago Job requisition id: JR00107717 You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues...

We are looking for an experienced professional to join our team at Hyphen Connect as an Institutional Sales Manager. In this role, you will be responsible for expanding our business footprint within the investment banking and asset management sectors.Job DescriptionThe successful candidate will have a strong background in sales or business development,...

Job Summary:The Bank of China is seeking a seasoned Compliance Manager to join its Legal & Compliance and Operational Risk Management Department. As a key member of the team, you will be responsible for formulating annual compliance review plans, conducting regular thematic reviews, and coordinating regulatory self-assessments.About You:We are looking for a...

Compliance Manager (Compliance Review)Job No.: 498495Employment Type: Full timeDepartments: Legal & Compliance and Operational Risk Management DepartmentJob Functions: Legal, Risk ManagementResponsibilities:Assist to formulate annual compliance review plan by referencing risk assessment results.Conduct regular/ thematic compliance reviews on an ongoing basis...