Compliance Management Professional

6 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Bank of China Full time
Job Summary:
The Bank of China is seeking a seasoned Compliance Manager to join its Legal & Compliance and Operational Risk Management Department. As a key member of the team, you will be responsible for formulating annual compliance review plans, conducting regular thematic reviews, and coordinating regulatory self-assessments.

About You:
We are looking for a degree holder or above in Banking and Finance, Accounting, or related disciplines with 5-7 years of internal control, assurance, or audit experience in banks or financial institutions. You should have knowledge of banking products, services, and relevant regulatory requirements. Excellent analytical, interpersonal, and communication skills are essential, along with flexibility and adaptability to changes.

Duties and Responsibilities:

Responsibilities include assisting to formulate annual compliance review plans by referencing risk assessment results; conducting regular/thematic compliance reviews on an ongoing basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/Head Office requirements and internal policies; coordinating or performing regulatory self-assessments; keeping abreast of regulatory requirements and changes/developments of business and operations of the Group.

  • Act as leader of compliance reviews which involve planning, use of review methodology/tools, field work, reporting of issues.
  • Maximize the application of technology for identification of irregularities and sample selection.

Requirements include being a degree holder or above in Banking and Finance, Accounting or related disciplines; having 5-7 years of internal control, assurance or audit experience with banks or financial institutions; possessing knowledge of banking products, services and relevant regulatory requirements; displaying good analytical, interpersonal and communication skills with flexibility and adaptability to changes; and having a good command of both written and spoken English and Chinese (including Mandarin).



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