Business Associate
1 week ago
About Us
Wellington Management Company, LLP offers a comprehensive range of investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions are tailored to meet the unique return and risk objectives of institutional clients in over 60 countries.
Our robust body of proprietary research and collaborative culture encourage independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients.
About the Role
The Legal, Compliance and Risk Business Associate Program is an exciting career pathway into our firm for graduating undergraduate Bachelor's students interested in the variety of career opportunities available in the investment management industry.
This three-year program in Hong Kong will help you gain insight into our industry, firm and culture, as well as knowledge of the many different business divisions that support our investment management business.
Program Overview
You will be part of a rotational program, starting with the APAC Compliance function and subsequently transitioning to the Legal function. This will provide you with the opportunity to develop your business and technical skillset while assimilating into the firm, your job and our culture.
Responsibilities
- Support the HK Core Compliance team in handling licensing applications, regulatory surveys, and supervisory reports.
- Assist the Public Markets Compliance team on wall crossing requests from brokers.
- Participate in our compliance testing program to verify the firm's compliance with its policies and procedures.
- Partner with compliance officers and analysts on special projects supporting the compliance program.
- Manage projects related to regulatory and business changes that require legal or compliance considerations.
Latter Rotations
- Assist in the review and negotiation of investment management agreements to support our institutional client business.
- Support corporate governance, including assisting affiliate boards.
- Collaborate with attorneys or analysts on special projects to support regulatory initiatives.
Qualifications
- Undergraduate degree from any major, graduating between 2024 and summer 2025.
- Highest ethical standards and personal and professional integrity.
- Demonstrated academic achievements.
- Proven leadership experience and participation in community service and extracurricular activities.
- Advanced skills in Microsoft Office, particularly Excel, and proficiency in Word and PowerPoint.
- Fluency in written and spoken English and ability to read Chinese preferred.
- Strong quantitative, analytical and problem-solving skills with ability to synthesize information.
- Self-starter with high level of intellectual curiosity and ability to effectively prioritize tasks.
We welcome applicants who may not meet 100% of our qualifications but believe they could excel in this role. We are dedicated to building and maintaining a diverse workforce and consider a broad array of candidates with various skills, workplace experiences, and backgrounds.
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