Compliance Advisory Professional

Ashford Benjamin is looking for a Compliance Advisory Professional to join our team. In this role, you will be responsible for providing regulatory compliance advisory to our APAC businesses. You will identify rules and regulation updates, establish effective compliance programs, implement compliance frameworks and procedures, and oversee general compliance...

Key ResponsibilitiesAs a Regulatory Compliance specialist, you will play a key role in ensuring our Global Markets business remains compliant with regulatory requirements. Your main responsibilities will include:Providing expert advice on regulatory mattersReviewing new business proposals and initiativesMonitoring regulatory changes and updatesLiaising with...

Ashford Benjamin is seeking a highly experienced Compliance Advisory Professional for Global Markets to join their team. In this role, you will provide expert advice and guidance on regulatory compliance matters to our global markets business, ensuring that all operations are conducted in accordance with relevant laws and regulations.You will be responsible...

Senior Compliance RoleWe are looking for a highly skilled Senior Compliance professional to join our global platform. The role involves providing strategic advice on regulatory matters, implementing compliance frameworks and procedures, and ensuring overall compliance with relevant laws and regulations.Candidates should have around 3-12 years' experience in...

Job Title: Senior Manager/Manager, Regulatory ComplianceZA is seeking a seasoned professional to fill the role of Senior Manager/Manager, Regulatory Compliance . The successful candidate will be responsible for providing expert advice on regulatory matters, reviewing and assessing compliance risks for new products and services, and working with stakeholders...

Key Responsibilities:Provide advisory support to management and business units on AML and CTF related queries and issuesIdentify areas for improvement in the AML process/documentation and coordinate process changesPerform CDD and EDD review and provide authorized concurrence on new and additional account opening casesReview policies and process manuals...

Regulatory Compliance PositionWe are seeking a skilled Regulatory Compliance professional to join our team. The role involves providing regulatory compliance advisory services to our APAC businesses, identifying regulatory updates, and establishing effective compliance programs.Candidates should have around 3-12 years' experience in regulatory compliance...

- Provide advisory support and assistance to management and business units on AML and Combating Terrorist Financing ('CTF') related queries and issues- Identify areas for improvement in the AML process/documentation on an ongoing basis- Coordinate process changes as a result of regulatory/policy updates- Provide coaching/training to team members and BUs-...

Job OverviewA senior role for a Compliance Advisory/ Regulatory Compliance professional with strong knowledge of financial markets products and regulatory requirements. We are seeking a candidate to join Ashford Benjamin's Global Markets team in Hong Kong. This is an exciting opportunity for those looking to develop their career in compliance advisory.This...

Company Overview\Asia Talent Advisory is a forward-thinking consulting firm dedicated to bridging the talent gap in Hong Kong. We believe in nurturing young talent and providing a platform for graduates to grow into future leaders.

At Allianz Global Investors, we strive to maintain a professional work environment that promotes fulfillment and inclusivity. If you're interested in contributing to a leading active asset management company, consider joining our team as a Regulatory Expertise Specialist in Hong Kong within the Investment Compliance department.The Investment Compliance...

DL Holdings Group is committed to delivering exceptional results through innovative solutions. We are seeking a Management and Advisory Professional to lead our business operations and drive growth. If you have a passion for business development and a proven track record of success, this could be the ideal role for you.Main ResponsibilitiesDevelop and...

Job Summary: We are seeking an experienced Senior Manager to join our Valuation and Advisory Team. As a Senior Manager, you will lead the development and implementation of real estate valuation strategies to drive business growth. You will also manage a team of valuers to deliver high-quality valuation reports and build and maintain strong relationships with...

Job Description:We are seeking a seasoned Regulatory Compliance professional to join our team as a Global Markets Regulatory Expert. This role involves providing compliance advisory services to our global markets business, reviewing new business and product proposals, monitoring regulatory changes, and overseeing related compliance projects.The ideal...

Job DescriptionAshford Benjamin is instructed by a global investment bank to recruit a seasoned Compliance Officer to lead their Equities division in Hong Kong. As part of the Global Markets team, you will work closely with cross-functional teams to ensure compliance with regulatory requirements.Responsibilities include:Providing compliance advisory services...

Job SummaryWe are looking for an experienced AML Advisory Professional to join our team at the China Construction Bank (Asia) Corporation Limited. This role involves providing advisory support and assistance to management and business units on AML and CTF related queries and issues.Key ResponsibilitiesThe successful candidate will be responsible...

About UsThe China Construction Bank (Asia) Corporation Limited is a leading financial institution in Asia, committed to delivering exceptional banking services to our clients. As a key player in the industry, we are dedicated to fostering a culture of excellence, integrity, and innovation.Job OverviewWe are seeking an experienced professional to join our AML...

Job Description: We are seeking a diligent and proactive Compliance talent to join our bank. The successful candidate will be responsible for ensuring that our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking business advisory. Key...

Job OverviewHFG Insurance Recruitment is seeking a skilled Life Actuarial Professional to join our client's actuarial advisory team in Hong Kong or Singapore. This role will support various advisory work, including capital management, M&A, and regulatory transformation.Key ResponsibilitiesCapital management/ asset liability management M&A Regulatory and...

Regulatory Compliance (VP) – Global Markets We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...