Compliance Advisory Professional for Global Markets

Job DescriptionAshford Benjamin is instructed by a global investment bank to recruit a seasoned Compliance Officer to lead their Equities division in Hong Kong. As part of the Global Markets team, you will work closely with cross-functional teams to ensure compliance with regulatory requirements.Responsibilities include:Providing compliance advisory services...

Key ResponsibilitiesAs a Regulatory Compliance specialist, you will play a key role in ensuring our Global Markets business remains compliant with regulatory requirements. Your main responsibilities will include:Providing expert advice on regulatory mattersReviewing new business proposals and initiativesMonitoring regulatory changes and updatesLiaising with...

Job DescriptionWe are instructed on multiple Global Markets Compliance Advisory/Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/markets compliance advisory backgrounds to join an international platform for their career development.Provide compliance...

Ashford Benjamin is looking for a Compliance Advisory Professional to join our team. In this role, you will be responsible for providing regulatory compliance advisory to our APAC businesses. You will identify rules and regulation updates, establish effective compliance programs, implement compliance frameworks and procedures, and oversee general compliance...

Job DescriptionAshford Benjamin is a leading provider of regulatory compliance services to the financial industry. We are currently seeking a highly experienced Compliance Advisory Professional to join our team.Provide regulatory compliance advisory services to our APAC businessesIdentify rules and regulation updates, and establish effective compliance...

About the RoleOur client, Ashford Benjamin, is a global investment bank based in Hong Kong. We are currently seeking a seasoned Regulatory Compliance professional to join our Global Markets team. The successful candidate will be responsible for providing expert advice on regulatory matters, reviewing new business initiatives, and ensuring ongoing compliance...

Global Asset Manager Job OpportunityA leading global asset manager is seeking a Senior Associate – VP to join their team in Hong Kong.The successful candidate will be responsible for providing regulatory compliance advisory to APAC businesses, including:Identifying rules and regulation updatesEstablishing effective compliance programsImplementing...

At Ashford Benjamin Ltd, we are seeking a highly skilled Regulatory Compliance Specialist to join our global markets team.About the RoleThis is an exciting opportunity for a compliance expert to provide advisory services to our global markets business. The successful candidate will be responsible for ensuring that all activities comply with relevant laws and...

Senior Compliance RoleWe are looking for a highly skilled Senior Compliance professional to join our global platform. The role involves providing strategic advice on regulatory matters, implementing compliance frameworks and procedures, and ensuring overall compliance with relevant laws and regulations.Candidates should have around 3-12 years' experience in...

Ashford Benjamin is seeking a highly skilled Global Markets Regulatory Compliance Expert to join their team. This role will be responsible for providing compliance advisory to global markets business, reviewing new business/proposal, monitoring regulatory changes, and overseeing related compliance projects.Candidates must have a minimum of 5 years of...

About the Role:We are instructed on multiple Global Markets Compliance Advisory/Regulatory Compliance roles with a leading international investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/market compliance advisory backgrounds to join an international platform for their career development.The role...

Job OverviewA senior role for a Compliance Advisory/ Regulatory Compliance professional with strong knowledge of financial markets products and regulatory requirements. We are seeking a candidate to join Ashford Benjamin's Global Markets team in Hong Kong. This is an exciting opportunity for those looking to develop their career in compliance advisory.This...

Global Consultancy is a renowned consultancy with a presence in Hong Kong, offering an opportunity for driven professionals to be part of a growing team.We are seeking an experienced professional to advise and support clients in the asset management and funds sector on regulatory compliance matters. Key responsibilities include assisting with licensing...

Job Description:We are seeking a seasoned Regulatory Compliance professional to join our team as a Global Markets Regulatory Expert. This role involves providing compliance advisory services to our global markets business, reviewing new business and product proposals, monitoring regulatory changes, and overseeing related compliance projects.The ideal...

Regulatory Compliance (VP) – Global Markets We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career...

Job OverviewWe are seeking a Compliance and Risk Management Professional to join our team at ICBC Asset Management (Global). This role will be responsible for managing and handling general compliance work, including licensing and on-going notification matters.Key ResponsibilitiesIndependently manage and handle general compliance work, including but not...

At Allianz Global Investors, we strive to maintain a professional work environment that promotes fulfillment and inclusivity. If you're interested in contributing to a leading active asset management company, consider joining our team as a Regulatory Expertise Specialist in Hong Kong within the Investment Compliance department.The Investment Compliance...

Ashford Benjamin is seeking a highly experienced Global Markets Regulatory Expert to join our team in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance backgrounds to take their career to the next level.The successful candidate will be responsible for providing compliance advisory to global markets business,...

Key Responsibilities:This Senior Compliance Advisor will be responsible for:Providing compliance advisory services to our global markets businessReviewing new business and product proposals to ensure compliance with regulatory requirementsMonitoring regulatory changes and updates to ensure our business remains compliantOversseeing related compliance projects...

Key Responsibilities:Provide advisory support to management and business units on AML and CTF related queries and issuesIdentify areas for improvement in the AML process/documentation and coordinate process changesPerform CDD and EDD review and provide authorized concurrence on new and additional account opening casesReview policies and process manuals...