Compliance Advisor

At Global Consultancy Hong Kong, we are seeking a driven individual to join our growing team as a Compliance Expert Advisor. This role offers you the opportunity to work with clients in the asset management and funds sector on regulatory compliance matters.Key Responsibilities:Advise and support clients on regulatory compliance mattersAssist with licensing...

Key Responsibilities:This Senior Compliance Advisor will be responsible for:Providing compliance advisory services to our global markets businessReviewing new business and product proposals to ensure compliance with regulatory requirementsMonitoring regulatory changes and updates to ensure our business remains compliantOversseeing related compliance projects...

We are seeking an experienced Senior Compliance Advisor to join our client's Hong Kong team. As a key member of the compliance department, you will be responsible for providing high-level guidance on regulatory requirements, developing and implementing compliance policies, and ensuring ongoing compliance monitoring.Key responsibilities include:Providing...

Ashford Benjamin is a leading recruitment agency in the asset management industry, supporting top clients with their compliance hiring needs. This exciting opportunity is available for experienced professionals looking to gain exposure in the APAC region, specifically covering alternative investment funds.The role of a Compliance Advisor involves providing...

At Danos Group, we are seeking a Compliance Expert to join our team as a Strategic Risk Advisor.Job DescriptionThe Compliance Consultant will be responsible for supporting clients on policies, procedures, compliance monitoring, and regulatory matters. This includes conducting health checks, tracking regulatory changes, and assessing their impact on clients....

Responsibilities:Provide compliance advisory to global markets business including but not limited to equities, fixed income and ALM Assist stakeholders in regulatory development updates, projects and related incidents Review new business and product proposals and transactions Handle regulatory inquiries, audits, inspections and surveys Assist in compliance...

As Senior Regulatory Advisor, you will play a critical role in ensuring that Moody's Investors Service complies with all relevant regulations in the APAC region.This position will require you to work closely with the Compliance Team to identify and mitigate Compliance risks.We are looking for an individual with extensive experience in Compliance, dealing...

Job DescriptionAt Unicorn Advisor (HK) Limited, we are seeking a highly skilled Global Settlement Operations Manager to oversee the daily trade booking and settlement operations for our Company products. This is a critical role that requires strong leadership skills, attention to detail, and the ability to work effectively in a fast-paced environment.Key...

Job Description:We are seeking an Internal Controls Advisor to join our team at Rise Associates Asia Limited.In this role, you will be responsible for supporting the implementation of internal controls and ensuring compliance with regulatory requirements.Key Responsibilities:Design and implement effective internal controlsConduct regular audits to ensure...

Job DescriptionWe are seeking a highly skilled and experienced professional to join our team at Unicorn Advisor (HK) Limited. As a Client Service Specialist, you will be responsible for managing the administration and service execution of client accounts and investments.Key ResponsibilitiesAccount Management: Manage client accounts and investments, ensuring...

Futu Holdings Limited is seeking a highly motivated and experienced Business Compliance Specialist to join our team. As a Senior Compliance Officer, you will play a key role in ensuring that our business operations are compliant with regulatory requirements.The ideal candidate will have a strong background in regulatory compliance, excellent analytical and...

We are looking for a highly skilled Compliance Specialist to join our team in Hong Kong. As a Regulatory Advisor in the APAC region, you will be responsible for providing expert guidance on compliance matters related to alternative investment funds.Your primary responsibilities will include managing employee compliance matters, staying up-to-date on relevant...

We are seeking a highly skilled Regulatory Advisor to join our team in Hong Kong.The ideal candidate will have extensive experience in compliance covering fund businesses, a deep understanding of SFC type 1, 4, 9 rules and regulations, and proficiency in Chinese.This is a mid-senior level position that offers opportunities for career growth and professional...

Join Balfour Capital Group as an Investment Advisor About Balfour Capital Group Balfour Capital Group is a boutique Investment Banking Firm and Hedge Fund managing over $400 million in global trading operations. We specialize in Commodities, Currencies, ETFs, Bonds, Precious Metals, and more, tapping into major markets from the US and Australia to Germany,...

We are seeking an experienced and skilled Strategic Portfolio Advisor to join our team at Futu Securities International (Hong Kong) Limited.About the RoleAs a Strategic Portfolio Advisor, you will play a vital role in building strong relationships with our VIP clients to achieve team AUM and revenue targets. You will work closely with our IA and product...

The Corporate Compliance Manager is a key member of the executive team, responsible for ensuring corporate governance and compliance of the Group and family companies. This role will be a key advisor to the board of directors and senior management, overseeing legal and regulatory compliance, corporate governance practices and company administration.Work...

iCapital is a leading financial technology platform that powers the world's alternative investment marketplace. Our innovative solutions have transformed the way advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We are seeking a highly experienced...

Job DescriptionThe Corporate Compliance Manager is a key member of the executive team, responsible for ensuring corporate governance and compliance of the Group and family companies. This role will be a key advisor to the board of directors and senior management, overseeing legal and regulatory compliance, corporate governance practices and company...

iCapital is powering the world's alternative investment marketplace through its innovative financial technology platform. Our platform has revolutionized how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.iCapital services a significant portion...

About the JobWe are seeking a highly skilled Risk Management Advisor to join our Investment Compliance team at Allianz Global Investors. The successful candidate will be responsible for ensuring that all our activities in the Asia Pacific offices comply with relevant regulatory requirements and internal policies.Your Key ResponsibilitiesDevelop and maintain...