Compliance Advisor

At Unicorn Advisor (HK) Limited, you will be working closely with the head of Corporate Finance and head of QA.Fluency in Mandarin is essential for this role.We are seeking a highly skilled professional to join our team as an Investment Operations Compliance Specialist.Key Responsibilities:Ensure compliance with relevant laws and regulations in investment...

ResponsibilitiesIdentify and implement various asset class into product shelf (Structure product, investment fund, alternative investment, wealth planning) Understand Client's asset status, risk tolerance, investment orientation and expected return rate to provide customers with comprehensive, holistic recommendations Continue to provide professional and...

Join Balfour Capital Group as an Investment Advisor About Balfour Capital Group Balfour Capital Group is a boutique Investment Banking Firm and Hedge Fund managing over $400 million in global trading operations. We specialize in Commodities, Currencies, ETFs, Bonds, Precious Metals, and more, tapping into major markets from the US and Australia to Germany,...

About the Role:We are seeking a highly skilled Senior Tax Specialist to join our team in Hong Kong. This is an excellent opportunity for experienced professionals who wish to gain regional to international tax experience in a dynamic company that is growing in APAC and globally.The successful candidate will be responsible for managing and maintaining...

The ideal candidate will play a key role in designing, administering, and supporting our global ethics and compliance program. As a trusted advisor, you will provide guidance to employees and business leaders globally, acting as a subject matter expert on our Code of Conduct and related policies.ResponsibilitiesSupporting compliance initiatives pertaining to...

Sustain our core value of teamwork with integrity and trust by joining our team as a Sr. Associate, Ethics and Compliance. This role reports into the Senior Manager, Ethics and Compliance and will be based in Quarry Bay, Hong Kong.Key Responsibilities:Support compliance initiatives pertaining to Lenovo's affiliates, including developing and implementing...

About the RoleWe are seeking a highly experienced Senior Cybersecurity Risk Advisor to join our team at Alibaba Cloud. As a key member of our security compliance team, you will be responsible for providing expert advice on security and privacy compliance matters to our enterprise customers.Your primary focus will be on acting as the primary contact for...

MRA Search is a leading recruitment firm partnering with a prominent private equity company to find an experienced Paralegal. The ideal candidate will support the legal and compliance team in Hong Kong, ensuring compliance with financial regulations through regular reviews.The successful Paralegal will work closely with internal legal teams and external...

Job DescriptionWe are seeking a seasoned Equity Sales Specialist to join our team at Unicorn Advisor (HK) Limited. As an Equity Sales Specialist, you will play a vital role in driving business growth by developing new clients and expanding our market presence.Key ResponsibilitiesClient Acquisition: Develop strong relationships with corporate clients, PEVC...

We are seeking a Mid-Senior level Compliance Professional to join our client's Hong Kong team as part of their expansion into the APAC region.Key ResponsibilitiesProvide compliance advisory to fund businessesManage employee compliance mattersStay updated on rules and regulationsEstablish effective compliance programsThe ideal candidate will have a strong...

We are seeking a skilled Global Tax Compliance Expert to join our team in Hong Kong. As a Senior Tax Specialist, you will be responsible for managing and maintaining Synpulse group transfer pricing compliance documentation. This includes the Master File and Local Files, as well as working closely with internal stakeholders and external advisors on tax...

We are seeking an experienced Financial Crime Compliance Specialist to join our team at Ashford Benjamin. This is an exciting opportunity for a senior professional to drive the full spectrum of anti-money laundering (AML) work in the APAC region.The successful candidate will serve as a key advisor on AML/KYC matters, providing guidance on compliance...

About the Role:We are seeking a skilled Medical Strategic Advisor to join our team at Allergan. As a key member of our medical department, you will be responsible for providing strategic medical input into assigned brand strategies.Key Responsibilities:Develop and maintain in-depth knowledge of assigned products and relevant therapeutic areas through...

At Unicorn Advisor (HK) Limited, we are seeking a highly skilled Senior Product Specialist to join our team.The ideal candidate will have extensive experience in trading, structured products, compliance, and management. Proficiency in Mandarin is a must for this role.This position involves creating and implementing product strategies that drive business...

Job Highlights:We are seeking a highly motivated and experienced Insurance Compliance Professional to join our team. As a Regional Specialization expert, you will play a critical role in enhancing compliance initiatives at both regional and local levels for our client, a leading global insurance company.Key Responsibilities:Develop and implement...

We are looking for a highly skilled and experienced Legal Advisor to join our team in Hong Kong. The successful candidate will have a strong background in general corporate/commercial law and at least 5 years of post-qualification experience.You will be responsible for providing legal support to our business in Hong Kong and the PRC, including advising on...

Company Overview:Our client, a large global insurance company, is seeking a Senior Compliance Advisor to enhance compliance initiatives at both regional and local levels.Job Description:The ideal candidate will have a strong background in compliance, with experience in developing and implementing compliance policies and procedures. They will also have...

Job OverviewCiti is a leading global bank dedicated to serving the world's most important corporations, governments, financial institutions and individuals. We are seeking a highly experienced Financial Services Strategic Advisor to join our team.About This RoleThis role is responsible for providing strategic advisory services to clients in the financial...

We are Lenovo, a leading global technology company, committed to delivering Smarter Technology for All. As a dynamic and forward-thinking organization, we are seeking a talented individual to join our team as a Senior Associate, Ethics and Compliance.About the PositionThis is an exciting opportunity to contribute to our global ethics and compliance program,...

About Northern TrustNorthern Trust is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. We pride ourselves on providing innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise,...