Business Compliance Advisor

Key Responsibilities:This Senior Compliance Advisor will be responsible for:Providing compliance advisory services to our global markets businessReviewing new business and product proposals to ensure compliance with regulatory requirementsMonitoring regulatory changes and updates to ensure our business remains compliantOversseeing related compliance projects...

At Global Consultancy Hong Kong, we are seeking a driven individual to join our growing team as a Compliance Expert Advisor. This role offers you the opportunity to work with clients in the asset management and funds sector on regulatory compliance matters.Key Responsibilities:Advise and support clients on regulatory compliance mattersAssist with licensing...

Ashford Benjamin is a leading recruitment agency in the asset management industry, supporting top clients with their compliance hiring needs. This exciting opportunity is available for experienced professionals looking to gain exposure in the APAC region, specifically covering alternative investment funds.The role of a Compliance Advisor involves providing...

About the RoleThe Senior Business Strategy Advisor will serve as a strategic advisor to the Managing Director, providing support through actionable insights and deliverables that enhance productivity and strategic decision-making.This role is ideal for a driven and strategic individual with a passion for business growth, operational excellence, and...

At Unicorn Advisor (HK) Limited, we are seeking an exceptional International Tax Advisor to join our team.About the RoleThis is a challenging and rewarding opportunity for a seasoned tax professional to leverage their expertise in international taxation to deliver value-added services to high net worth individuals. The ideal candidate will possess a deep...

Responsibilities:Provide compliance advisory to global markets business including but not limited to equities, fixed income and ALM Assist stakeholders in regulatory development updates, projects and related incidents Review new business and product proposals and transactions Handle regulatory inquiries, audits, inspections and surveys Assist in compliance...

As Senior Regulatory Advisor, you will play a critical role in ensuring that Moody's Investors Service complies with all relevant regulations in the APAC region.This position will require you to work closely with the Compliance Team to identify and mitigate Compliance risks.We are looking for an individual with extensive experience in Compliance, dealing...

Job SummaryWe are seeking a highly experienced Business Development Director to join our team at Unicorn Advisor (HK) Limited. The ideal candidate will have a strong background in corporate development and strategic development, with the ability to work independently.About UsUnicorn Advisor (HK) Limited is a leading advisory firm that provides expert...

Job DescriptionThis COO will be a key member of the executive leadership team of HK office, responsible for driving operational excellence and strategic execution across the firm's major business lines.Key ResponsibilitiesWork closely with the CEO and executive team to define and execute the firm's strategic vision.Optimise business operations, ensuring...

Ashford Benjamin is a reputable recruitment agency supporting clients in the asset management industry. We are currently hiring a Compliance Generalist for our client's Hong Kong team.The role involves providing compliance advisory services to fund businesses, managing employee compliance matters, staying updated on rules and regulations, establishing...

Company Overview">Unicorn Advisor (HK) Limited is a reputable firm in the financial industry, providing innovative solutions to clients.

Job DescriptionAt Unicorn Advisor (HK) Limited, we are seeking a highly skilled Global Settlement Operations Manager to oversee the daily trade booking and settlement operations for our Company products. This is a critical role that requires strong leadership skills, attention to detail, and the ability to work effectively in a fast-paced environment.Key...

About the RoleThis is an exciting opportunity for a driven and strategic individual with a passion for business growth, operational excellence, and leadership to join Tag, a reputable company with excellent career exposure.Key ResponsibilitiesDevelop and execute comprehensive business strategies to drive growth and profitability in the HKTW region.Serve as a...

About Us:Unicorn Advisor (HK) Limited is a leading advisory firm providing expert guidance to clients navigating the complex world of corporate finance. With a strong focus on equity capital markets and IPOs, our team has earned a reputation for delivering high-quality results.Job Description:We are seeking an experienced Principal (Corporate Finance) to...

Job DescriptionWe are seeking a highly skilled and experienced professional to join our team at Unicorn Advisor (HK) Limited. As a Client Service Specialist, you will be responsible for managing the administration and service execution of client accounts and investments.Key ResponsibilitiesAccount Management: Manage client accounts and investments, ensuring...

We are looking for a highly skilled Compliance Specialist to join our team in Hong Kong. As a Regulatory Advisor in the APAC region, you will be responsible for providing expert guidance on compliance matters related to alternative investment funds.Your primary responsibilities will include managing employee compliance matters, staying up-to-date on relevant...

We are seeking a highly skilled Regulatory Advisor to join our team in Hong Kong.The ideal candidate will have extensive experience in compliance covering fund businesses, a deep understanding of SFC type 1, 4, 9 rules and regulations, and proficiency in Chinese.This is a mid-senior level position that offers opportunities for career growth and professional...

Job Description:We are seeking an Internal Controls Advisor to join our team at Rise Associates Asia Limited.In this role, you will be responsible for supporting the implementation of internal controls and ensuring compliance with regulatory requirements.Key Responsibilities:Design and implement effective internal controlsConduct regular audits to ensure...

We are seeking an experienced and skilled Strategic Portfolio Advisor to join our team at Futu Securities International (Hong Kong) Limited.About the RoleAs a Strategic Portfolio Advisor, you will play a vital role in building strong relationships with our VIP clients to achieve team AUM and revenue targets. You will work closely with our IA and product...

iCapital is a leading financial technology platform that has revolutionized the alternative investment marketplace. Our innovative solutions have transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.We are seeking an experienced...