Senior Compliance Professional

4 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time
Regulatory Compliance Position

We are seeking a skilled Regulatory Compliance professional to join our team. The role involves providing regulatory compliance advisory services to our APAC businesses, identifying regulatory updates, and establishing effective compliance programs.

Candidates should have around 3-12 years' experience in regulatory compliance covering fund business. A solid understanding of SFC type 1, 4, 9 rules and regulations is required. Fluency in Chinese is essential for this position.

This is an exciting opportunity to join a leading asset manager as a senior compliance professional. The successful candidate will be responsible for implementing compliance frameworks and procedures, providing strategic advice on regulatory matters, and ensuring overall compliance with relevant laws and regulations.

The ideal candidate will possess strong analytical and problem-solving skills, excellent communication skills, and the ability to work effectively in a team environment.

Responsibilities:

  • Provide regulatory compliance advisory services to APAC businesses
  • Identify and assess regulatory risks and develop strategies to mitigate them
  • Establish and maintain effective compliance programs
  • Oversight of general compliance matters

Qualifications:

  • Strong understanding of SFC type 1, 4, 9 rules and regulations
  • Fluency in Chinese
  • Minimum 3-12 years' experience in regulatory compliance covering fund business


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