Senior Compliance Associate
7 days ago
We are seeking a Senior Compliance Associate to join our team. As a Senior Compliance Associate, you will be responsible for providing regulatory compliance advisory to our APAC businesses. You will identify rules and regulation updates, establish effective compliance programs, implement compliance frameworks and procedures, and oversee general compliance matters.
You will need a solid understanding of SFC type 1, 4, 9 rules, and regulations. Chinese language proficiency is essential. Around 3-12 years' experience in regulatory compliance covering fund business is required.
Key Performance Indicators:
- Successful implementation of compliance programs
- Effective monitoring and reporting of compliance issues
- Strong relationships with internal stakeholders
- Continuous improvement of compliance processes
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Associate, Compliance
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