Compliance Associate

We are seeking a Senior Compliance Associate to join our team. As a Senior Compliance Associate, you will be responsible for providing regulatory compliance advisory to our APAC businesses. You will identify rules and regulation updates, establish effective compliance programs, implement compliance frameworks and procedures, and oversee general compliance...

Amethyst Partners, an international professional services firm, offers a unique opportunity for an experienced individual to join their team as an Associate, Compliance / Paralegal. Based in Hong Kong, this role involves providing compliance services to clients in the private equity fund industry.Key responsibilities include managing client portfolios,...

Direct message the job poster from Amethyst Partners Our client is an international professional services firm that provides fund administration services to clients in the private equity fund industry. As the business continues to grow, they are looking for an Associate, Compliance / Paralegal and the role is based in Hong Kong. Key responsibilities Manage...

Associate Director, Compliance Associate Director, Compliance Apply locations: Hunghom, Kowloon, Hong Kong Time type: Full time Posted on: 8 Days Ago Job requisition id: JR00107717 You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues...

Job DescriptionWe are seeking a highly skilled and experienced Compliance Associate to join our team at Amethyst Partners. As the business continues to grow, we need an individual who can provide compliance services to clients in the private equity fund industry.Key Responsibilities:Manage client portfolios to provide compliance servicesProvide KYC/AML,...

Amethyst Partners is an international professional services firm that provides fund administration services to clients in the private equity fund industry. As we continue to grow, we are seeking a seasoned expert to fill the role of Associate, Compliance / Paralegal based in Hong Kong.About the RoleWe require a highly skilled individual to manage client...

Develop, implement, and maintain compliance policies and procedures aligned with regulatory requirements and industry best practices. Provide expert guidance on regulatory developments and their implications for the firm's investment strategies and operations. Collaborate with investment teams to assess compliance risks associated with new products,...

We are Lenovo. We do what we say. We own what we do. We WOW our customers. Lenovo is a US$57 billion revenue global technology powerhouse, ranked #248 in the Fortune Global 500, and serving millions of customers every day in 180 markets. Focused on a bold vision to deliver Smarter Technology for All, Lenovo has built on its success as the world's largest PC...

Job Description - Associate, Specialist, Investigations, Legal, Compliance & Secretariat (2500002H) Job Title: Associate, Specialist, Investigations, Legal, Compliance & Secretariat - ( 2500002H ) Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work...

Company Our client is a global multi-billion-dollar Hedge Fund with a dynamic and collaborative culture. The Role: This powerhouse is currently seeking a driven Senior Associate/ VP, Compliance (Japanese Speaker) to join their ever-growing team due to organic growth - can be based in their Hong Kong, Singapore, or Japan office.  You will work closely with...

The Role As part of an expanding Control Room Compliance Compliance Team, you will be reporting to the Regional Head of Compliance.  You will be responsible for the maintenance of watch lists and restricted lists, renewing and continuing the development of Chinese Wall policies, and handling conflict analysis.  You will be responsible for...

Job Description Draft and revise compliance manual and various other policies Advise for company-related affairs to ensure compliance with regulatory requirements; Handle the SFC inquiry responses and follow up on implementation; Responsible for AML work, compliance review and guidance for product promotion and sales; Assist in formulating compliance...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

At Amethyst Partners, we understand the importance of compliance in the financial industry. That's why we're seeking a skilled Compliance Associate to join our team.

Senior Compliance Officer (Business Compliance) Provide compliance advice to business units and associated parties, including comments on new business initiative Formulate and implement policies and procedures to ensure compliance with the regulations Monitor and assess the effectiveness of the compliance program and make recommendations for improvements,...

Senior Compliance Officer (Business Compliance) Provide compliance advice to business units and associated parties, including comments on new business initiatives. Formulate and implement policies and procedures to ensure compliance with the regulations. Monitor and assess the effectiveness of the compliance program and make recommendations for improvements,...

Job DescriptionWe are seeking a skilled professional to collaborate with APAC Compliance, HR, and other teams to monitor internal staff conduct and enhance the documentation of internal staff conduct requirements within local APAC policies or as an extension of the Group policies.Compliance reviews - performing and improving compliance review processes and...

Futu Holdings Limited is seeking a highly motivated and experienced Business Compliance Specialist to join our team. As a Senior Compliance Officer, you will play a key role in ensuring that our business operations are compliant with regulatory requirements.The ideal candidate will have a strong background in regulatory compliance, excellent analytical and...

About the Role:Rise Associates Asia Limited is seeking a highly skilled Compliance Governance Specialist to join our team.In this role, you will be responsible for supporting the creation and upkeep of internal compliances and governance policies, working closely with internal teams to ensure compliance adoption and adhesion.Key Responsibilities:Conduct...